From Isolation to Leadership, Revised.
by John Holladay Latane.
PREFACE
The first edition of this book appeared in October, 1918, a few weeks before the signing of the Armistice, when the United States was at the high tide of its power and influence. In view of the subsequent course of events, some of my readers may question the propriety of the original t.i.tle. In fact, one of my friends has suggested that a more appropriate t.i.tle for the new edition would be "From Isolation to Leadership, and Back." But I do not regard the verdict of 1920 as an expression of the final judgment of the American people. The world still waits on America, and sooner or later we must recognize and a.s.sume the responsibilities of our position as a great world power.
The first nine chapters are reprinted with only a few verbal changes.
Chapter X has been rewritten, and chapters XI and XII have been added.
JOHN H. LATANe.
Baltimore, June 10, 1922.
From Isolation to Leadership
I
ORIGIN OF THE POLICY OF ISOLATION
The Monroe Doctrine and the policy of political isolation are two phases of American diplomacy so closely related that very few writers appear to draw any distinction between them. The Monroe Doctrine was in its origin nothing more than the a.s.sertion, with special application to the American continents, of the right of independent states to pursue their own careers without fear or threat of intervention, domination, or subjugation by other states. President Monroe announced to the world that this principle would be upheld by the United States in this hemisphere. The policy of isolation was the outgrowth of Washington"s warning against _permanent_ alliances and Jefferson"s warning against _entangling_ alliances. Both Washington and Jefferson had in mind apparently the form of European alliance common in their day, which bound one nation to support another both diplomatically and by force in any dispute that might arise no matter whether it concerned the interests of the first state or not. Such alliances were usually of the nature of family compacts between different dynasties, or between different branches of the same dynasty, rather than treaties between nations. In fact, dynastic aims and ambitions were frequently, if not usually, at variance with the real interests of the peoples affected. It will be shown later that neither Washington nor Jefferson intended that the United States should refrain permanently from the exercise of its due influence in matters which properly concern the peace and welfare of the community of nations. Washington did not object to temporary alliances for special emergencies nor did Jefferson object to special alliances for the accomplishment of definite objects.
Their advice has, however, been generally interpreted as meaning that the United States must hold aloof from world politics and attend strictly to its own business.
The Monroe Doctrine was a perfectly sound principle and it has been fully justified by nearly a century of experience. It has saved South America from the kind of exploitation to which the continents of Africa and Asia have, during the past generation, fallen a prey. The policy of isolation, on the other hand, still cherished by so many Americans as a sacred tradition of the fathers, is in principle quite distinct from the Monroe Doctrine and is in fact utterly inconsistent with the position and importance of the United States as a world power. The difference in principle between the two policies can perhaps best be ill.u.s.trated by the following supposition. If the United States were to sign a permanent treaty with England placing our navy at her disposal in the event of attack from Germany or some other power, on condition that England would unite with us in opposing the intervention of any European power in Latin America, such a treaty would not be a violation of the Monroe Doctrine, but a distinct recognition of that principle.
Such a treaty would, however, be a departure from our traditional policy of isolation. Of the two policies, that of avoiding political alliances is the older. It was announced by Washington under circ.u.mstances that will be considered in a moment.
In the struggle for independence the colonies deliberately sought foreign alliances. In fact, the first treaty ever signed by the United States was the treaty of alliance with France, negotiated and ratified in 1778. The aid which France extended under this treaty to our revolutionary ancestors in men, money, and ships enabled them to establish the independence of our country. A few years later came the French Revolution, the establishment of the French Republic followed by the execution of Louis XVI, and in 1793 the war between England and France. With the arrival in this country of Genet, the minister of the newly established French Republic, there began a heated debate in the newspapers throughout the country as to our obligations under the treaty of alliance and the commercial treaty of 1778. President Washington requested the opinions in writing of the members of his cabinet as to whether Genet should be received and the new government which had been set up in France recognized, as to whether the treaties were still binding, and as to whether a proclamation of neutrality should be issued. Hamilton and Jefferson replied at great length, taking as usual opposite sides, particularly on the question as to the binding force of the treaties. Hamilton took the view that as the government of Louis XVI, with which the treaties had been negotiated, had been overthrown, we were under no obligations to fulfill their stipulations and had a perfect right to renounce them. Jefferson took the correct view that the treaties were with the French nation and that they were binding under whatever government the French people chose to set up. This principle, which is now one of the fundamental doctrines of international law, was so ably expounded by Jefferson that his words are well worth quoting.
"I consider the people who const.i.tute a society or nation as the source of all authority in that nation, as free to transact their common concerns by any agents they think proper, to change these agents individually, or the organization of them in form or function whenever they please: that all the acts done by those agents under the authority of the nation, are the acts of the nation, are obligatory on them, and enure to their use, and can in no wise be annulled or affected by any change in the form of the government, or of the persons administering it. Consequently the Treaties between the United States and France were not treaties between the United States and Louis Capet, but between the two nations of America and France, and the nations remaining in existence, tho" both of them have since changed their forms of government, the treaties are not annulled by these changes."
The argument was so heated that Washington was reluctant to press matters to a definite conclusion. From his subsequent action it appears that he agreed with Jefferson that the treaties were binding, but he held that the treaty of alliance was purely defensive and that we were under no obligation to aid France in an offensive war such as she was then waging. He accordingly issued his now famous proclamation of neutrality, April, 1793. Of this proclamation W. E. Hall, a leading English authority on international law, writing one hundred years later, said: "The policy of the United States in 1793 const.i.tutes an epoch in the development of the usages of neutrality. There can be no doubt that it was intended and believed to give effect to the obligations then inc.u.mbent upon neutrals. But it represented by far the most advanced existing opinions as to what those obligations were; and in some points it even went farther than authoritative international custom has up to the present time advanced. In the main, however, it is identical with the standard of conduct which is now adopted by the community of nations." Washington"s proclamation laid the real foundations of the American policy of isolation.
The very novelty of the rigid neutrality proclaimed by Washington made the policy a difficult one to pursue. In the Revolutionary and Napoleonic wars, which lasted for nearly a quarter of a century, the United States was the princ.i.p.al neutral. The problems to which this situation gave rise were so similar to the problems raised during the early years of the World War that many of the diplomatic notes prepared by Jefferson and Madison might, with a few changes of names and dates, be pa.s.sed off as the correspondence of Wilson and Lansing.
Washington"s administration closed with the clouds of the European war still hanging heavy on the horizon. Under these circ.u.mstances he delivered his famous Farewell Address in which he said:
"The great rule of conduct for us in regard to foreign nations is, in extending our commercial relations to have with them as little _political_ connection as possible. So far as we have already formed engagements let them be fulfilled with perfect good faith. Here let us stop.
"Europe has a set of primary interests which to us have none or a very remote relation. Hence she must be engaged in frequent controversies, the causes of which are essentially foreign to our concerns. Hence, therefore, it must be unwise in us to implicate ourselves by artificial ties in the ordinary vicissitudes of her politics or the ordinary combinations and collisions of her friendships or enmities.
"Our detached and distant situation invites and enables us to pursue a different course. If we remain one people, under an efficient government, the period is not far off when we may defy material injury from external annoyance; when we may take such an att.i.tude as will cause the neutrality we may at any time resolve upon to be scrupulously respected; when belligerent nations, under the impossibility of making acquisitions upon us, will not lightly hazard the giving us provocation; when we may choose peace or war, as our interest, guided by justice, shall counsel.
"Why forego the advantages of so peculiar a situation? Why quit our own to stand upon foreign ground? Why, by interweaving our destiny with that of any part of Europe, entangle our peace and prosperity in the toils of European ambitions, rivalship, interest, humor, or caprice?
"It is our true policy to steer clear of permanent alliances with any portion of the foreign world, so far, I mean, as we are now at liberty to do it; for let me not be understood as capable of patronizing infidelity to existing engagements. I hold the maxim no less applicable to public than to private affairs that honesty is always the best policy. I repeat, therefore, let those engagements be observed in their genuine sense. But in my opinion it is unnecessary and would be unwise to extend them.
"Taking care always to keep ourselves by suitable establishments on a respectable defensive posture, we may safely trust to temporary alliances for extraordinary emergencies."
It will be observed that Washington warned his countrymen against _permanent_ alliances. He expressly said that we might "safely trust to _temporary_ alliances for extraordinary emergencies." Further than this many of those who are continually quoting Washington"s warning against alliances not only fail to note the limitations under which the advice was given, but they also overlook the reasons a.s.signed. In a succeeding paragraph of the Farewell Address he said:
"With me a predominant motive has been to endeavor to gain time to our country to settle and mature its yet recent inst.i.tutions, and to progress without interruption to that degree of strength and consistency which is necessary to give it, humanly speaking, the command of its own fortunes."
The expression "entangling alliances" does not occur in the Farewell Address, but was given currency by Jefferson. In his first inaugural address he summed up the principles by which he proposed to regulate his foreign policy in the following terms: "Peace, commerce, and honest friendship with all nations, entangling alliances with none."
During the brief interval of peace following the treaty of Amiens in 1801, Napoleon undertook the reestablishment of French power in Santo Domingo as the first step in the development of a colonial empire which he determined upon when he forced Spain to retrocede Louisiana to France by the secret treaty of San Ildefonso in 1800. Fortunately for us the ill-fated expedition to Santo Domingo encountered the opposition of half a million negroes and ultimately fell a prey to the ravages of yellow fever. As soon as Jefferson heard of the cession of Louisiana to France, he instructed Livingston, his representative at Paris, to open negotiations for the purchase of New Orleans and West Florida, stating that the acquisition of New Orleans by a powerful nation like France would inevitably lead to friction and conflict. "The day that France takes possession of New Orleans fixes the sentence which is to restrain her forever within her low water mark. It seals the union of two nations who in conjunction can maintain exclusive possession of the ocean. From that moment we must marry ourselves to the British fleet and nation. We must turn all our attentions to a maritime force, for which our resources place us on very high grounds: and having formed and cemented together a power which may render reinforcement of her settlements here impossible to France, make the first cannon, which shall be fired in Europe the signal for tearing up any settlement she may have made, and for holding the two continents of America in sequestration for the common purposes of the united British and American nations. This is not a state of things we seek or desire. It is one which this measure, if adopted by France, forces on us, as necessarily as any other cause, by the laws of nature, brings on its necessary effect."
Monroe was later sent to Paris to support Livingston and he was instructed, in case there was no prospect of a favorable termination of the negotiations, to avoid a rupture until the spring and "in the meantime enter into conferences with the British Government, through their amba.s.sador at Paris, to fix principles of alliance, and leave us in peace until Congress meets." Jefferson had already informed the British minister at Washington that if France should, by closing the mouth of the Mississippi, force the United States to war, "they would throw away the scabbard." Monroe and Livingston were now instructed, in case they should become convinced that France meditated hostilities against the United States, to negotiate an alliance with England and to stipulate that neither party should make peace or truce without the consent of the other. Thus notwithstanding his French proclivities and his warning against "entangling alliances," the author of the immortal Declaration of Independence was ready and willing in this emergency to form an alliance with England. The unexpected cession of the entire province of Louisiana to the United States made the contemplated alliance with England unnecessary.
The United States was no more successful in its effort to remain neutral during the Napoleonic wars than it was during the late war, though the slow means of communication a hundred years ago caused the struggle for neutral rights to be drawn out for a much longer period of time. Neither England nor France regarded us as having any rights which they were bound to respect, and American commerce was fairly bombarded by French decrees and British orders in council. There was really not much more reason why we should have fought England than France, but as England"s naval supremacy enabled her to interfere more effectually with our commerce on the sea and as this interference was accompanied by the practice of impressing American sailors into the British service, we finally declared war against her. No effort was made, however, to form an alliance or even to cooperate with Napoleon.
The United States fought the War of 1812 without allies, and while we gained a number of single-ship actions and notable victories on Lake Erie and Lake Champlain, we failed utterly in two campaigns to occupy Canada, and the final result of the conflict was that our national capitol was burned and our commerce absolutely swept from the seas.
Jackson"s victory at New Orleans, while gratifying to our pride, took place two weeks after the treaty of Ghent had been signed and had, consequently, no effect on the outcome of the war.
II
FORMULATION OF THE MONROE DOCTRINE
The international situation which gave rise to the Monroe Doctrine was the most unusual in some respects that modern history records. The European alliance which had been organized in 1813 for the purpose of bringing about the overthrow of Napoleon continued to dominate the affairs of Europe until 1823. This alliance, which met at the Congress of Vienna in 1815 and held later meetings at Aix-la-Chapelle in 1818, at Troppau in 1820, at Laybach in 1821, and at Verona in 1822, undertook to legislate for all Europe and was the nearest approach to a world government that had ever been tried. While this alliance publicly proclaimed that it had no other object than the maintenance of peace and that the repose of the world was its motive and its end, its real object was to uphold absolute monarchy and to suppress every attempt at the establishment of representative government. As long as England remained in the alliance her statesmen exercised a restraining influence, for England was the only one of the allies which professed to have a representative system of government. As Castlereagh was setting out for the meeting at Aix-la-Chapelle Lord Liverpool, who was then prime minister, warned him that, "The Russian must be made to feel that we have a parliament and a public, to which we are responsible, and that we cannot permit ourselves to be drawn into views of policy which are wholly incompatible with the spirit of our government."
The reactionary spirit of the continental members of the alliance was soon thoroughly aroused by the series of revolutions that followed one another in 1820. In March the Spanish army turned against the government of Ferdinand VII and demanded the restoration of the const.i.tution of 1812. The action of the army was everywhere approved and sustained by the people and the king was forced to proclaim the const.i.tution and to promise to uphold it. The Spanish revolution was followed in July by a const.i.tutional movement in Naples, and in August by a similar movement in Portugal; while the next year witnessed the outbreak of the Greek struggle for independence. Thus in all three of the peninsulas of Southern Europe the people were struggling for the right of self-government. The great powers at once took alarm at the rapid spread of revolutionary ideas and proceeded to adopt measures for the suppression of the movements to which these ideas gave rise. At Troppau and Laybach measures were taken for the suppression of the revolutionary movements in Italy. An Austrian army entered Naples in March, 1821, overthrew the const.i.tutional government that had been inaugurated, and restored Ferdinand II to absolute power. The revolution which had broken out in Piedmont was also suppressed by a detachment of the Austrian army. England held aloof from all partic.i.p.ation in the conferences at Troppau and Laybach, though her amba.s.sador to Austria was present to watch the proceedings.
The next meeting of the allied powers was arranged for October, 1822, at Verona. Here the affairs of Greece, Italy, and in particular Spain came up for consideration. At this congress all five powers of the alliance were represented. France was especially concerned about the condition of affairs in Spain, and England sent Wellington out of self-defense. The Congress of Verona was devoted largely to a discussion of Spanish affairs. Wellington had been instructed to use all his influence against the adoption of measures of intervention in Spain. When he found that the other powers were bent upon this step and that his protest would be unheeded, he withdrew from the congress.
The four remaining powers signed the secret treaty of Verona, November 22, 1822, as a revision, so they declared in the preamble, of the Treaty of the Holy Alliance, which had been signed at Paris in 1815 by Austria, Russia, and Prussia. This last mentioned treaty sprang from the erratic brain of the Czar Alexander under the influence of Baroness Krudener, and is one of the most remarkable political doc.u.ments extant.
No one had taken it seriously except the Czar himself and it had been without influence upon the politics of Europe. The text of the treaty of Verona was never officially published, but the following articles soon appeared in the press of Europe and America:
"Article I.--The high contracting powers being convinced that the system of representative government is equally as incompatible with the monarchical principles as the maxim of the sovereignty of the people with the divine right, engage mutually, in the most solemn manner, to use all their efforts to put an end to the system of representative governments, in whatever country it may exist in Europe, and to prevent its being introduced in those countries where it is not yet known.
"Article II.--As it cannot be doubted that the liberty of the press is the most powerful means used by the pretended supporters of the rights of nations, to the detriment of those of Princes, the high contracting parties promise reciprocally to adopt all proper measures to suppress it, not only in their own states, but, also, in the rest of Europe.
"Article III.--Convinced that the principles of religion contribute most powerfully to keep nations in the state of pa.s.sive obedience which they owe to their Princes, the high contracting parties declare it to be their intention to sustain, in their respective states, those measures which the clergy may adopt, with the aim of ameliorating their own interests, so intimately connected with the preservation of the authority of Princes; and the contracting powers join in offering their thanks to the Pope, for what he has already done for them, and solicit his constant cooperation in their views of submitting the nations.
"Article IV.--The situation of Spain and Portugal unite unhappily all the circ.u.mstances to which this treaty has particular reference. The high contracting parties, in confiding to France the care of putting an end to them, engage to a.s.sist her in the manner which may the least compromise them with their own people and the people of France, by means of a subsidy on the part of the two empires, of twenty millions of francs every year, from the date of the signature of this treaty to the end of the war."
Such was the code of despotism which the continental powers adopted for Europe and which they later proposed to extend to America. It was an attempt to make the world safe for autocracy. Wellington"s protest at Verona marked the final withdrawal of England from the alliance which had overthrown Napoleon and naturally inclined her toward a rapprochement with the United States. The aim of the Holy Allies, as the remaining members of the alliance now called themselves, was to undo the work of the Revolution and of Napoleon and to restore all the peoples of Europe to the absolute sway of their legitimate sovereigns.
After the overthrow of the const.i.tutional movements in Piedmont, Naples, and Spain, absolutism reigned supreme once more in western Europe, but the Holy Allies felt that their task was not completed so long as Spain"s revolted colonies in America remained unsubjugated.
These colonies had drifted into practical independence while Napoleon"s brother Joseph was on the throne of Spain. Nelson"s great victory at Trafalgar had left England supreme on the seas and neither Napoleon nor Joseph had been able to establish any control over Spain"s American colonies. When Ferdinand was restored to his throne in 1814, he unwisely undertook to refasten on his colonies the yoke of the old colonial system and to break up the commerce which had grown up with England and with the United States. The different colonies soon proclaimed their independence and the wars of liberation ensued. By 1822 it was evident that Spain una.s.sisted could never resubjugate them, and the United States after mature deliberation recognized the new republics and established diplomatic intercourse with them. England, although enjoying the full benefits of trade with the late colonies of Spain, still hesitated out of regard for the mother country to take the final step of recognition.
In the late summer of 1823 circular letters were issued inviting the powers to a conference at Paris to consider the Spanish-American question. George Canning, the British foreign secretary, at once called into conference Richard Rush, the American minister, and proposed joint action against the schemes of the Holy Alliance. Rush replied that he was not authorized to enter into such an agreement, but that he would communicate the proposal at once to his government. As soon as Rush"s dispatch was received President Monroe realized fully the magnitude of the issue presented by the proposal of an Anglo-American alliance. Before submitting the matter to his cabinet he transmitted copies of Rush"s dispatch to ex-Presidents Jefferson and Madison and the following interesting correspondence took place. In his letter to Jefferson of October 17th, the President said:
"I transmit to you two despatches, which were receiv"d from Mr. Rush, while I was lately in Washington, which involve interests of the highest importance. They contain two letters from Mr. Canning, suggesting designs of the holy alliance, against the Independence of So. America, & proposing a co-operation, between G. Britain & the U States, in support of it, against the members of that alliance. The project aims, in the first instance, at a mere expression of opinion, somewhat in the abstract, but which, it is expected by Mr. Canning, will have a great political effect, by defeating the combination. By Mr. Rush"s answers, which are also enclosed, you will see the light in which he views the subject, & the extent to which he may have gone.
Many important considerations are involved in this proposition. 1st Shall we entangle ourselves, at all, in European politicks, & wars, on the side of any power, against others, presuming that a concert, by agreement, of the kind proposed, may lead to that result? 2d If a case can exist in which a sound maxim may, & ought to be departed from, is not the present instance, precisely that case? 3d Has not the epoch arriv"d when G. Britain must take her stand, either on the side of the monarchs of Europe, or of the U States, & in consequence, either in favor of Despotism or of liberty & may it not be presum"d that, aware of that necessity, her government has seiz"d on the present occurrence, as that, which it deems, the most suitable, to announce & mark the commenc"ment of that career?
"My own impression is that we ought to meet the proposal of the British govt. & to make it known, that we would view an interference on the part of the European powers, and especially an attack on the Colonies, by them, as an attack on ourselves, presuming that, if they succeeded with them, they would extend it to us. I am sensible however of the extent & difficulty of the question, & shall be happy to have yours, & Mr. Madison"s opinions on it."
Jefferson"s reply dated Monticello, October 24th, displays not only a profound insight into the international situation, but a wide vision of the possibilities involved. He said: