[9] Thomas Taylor Meadows, _The Chinese and Their Rebellions_, p. 24, London, 1856. His accounts of the T"ai-p"ing rebellion even today possess great liveliness and interest and illuminate twentieth century Chinese problems.
[10] _Ibid._, p. 25.
[11] E. H. Parker, _China ..._, pp. 259-260, New York, 1917.
[12] A. N. Holcombe, _The Chinese Revolution_, pp. 70-81, Cambridge, 1930.
[13] See Luther Carrington Goodrich, _The Literary Inquisition of Ch"ien-lung_, Baltimore, 1935.
[14] The most extensive source of information on Manchu military organization in China is T. F. Wade, "The Army of the Chinese Empire: Its Two Great Divisions, the Bannermen or National Guard, and the Green Standard or Provincial Troops; Their Organization, Pay, Condition &c.,"
_The Chinese Repository_ (Canton), vol. 20, pp. 250-280, 300-340, 363-422, 1851, which is now unfortunately rare. William James Hail, _Tseng Kuo-fan and the Taiping Rebellion_, New Haven, 1927, presents an accessible and informative digest of this and other material in its opening pages. Two French works based on Wade are Jules Picard, _etat generale des forces maritimes et militaires de la Chine ..._, Paris, 1860, and P. Dabry, _Organisation militaire des Chinois, ou la Chine et ses armees_, Paris, 1859. William Frederick Mayers, _The Chinese Government_, Shanghai, 1897, is one of the most valuable references for the structure of the last imperial government of China; designed as a manual of t.i.tles, it presents a concise outline of all major civil and military offices. A more elaborate treatise is P. C. Hsieh, _The Chinese Government_, 1644-1911, Baltimore, 1925. See also Anatol M. Kotenev, _The Chinese Soldier_, Shanghai, 1937. The text refers to Wade, p. 391, and Hsieh, p. 260.
[15] United States War Department, Adjutant-General"s Office, no. 30, _Notes on China_, pp. 57-69, "The Chinese Army," Washington, 1900.
Except for cursory references, this pamphlet is of no great value.
[16] See above, pp. 32 ff.
[17] See Hail, _op. cit._ in note 14.
[18] See Meribeth E. Cameron, _The Reform Movement in China_, 1898-1912, p. 59, Stanford, 1931.
[19] H. G. W. Woodhead (ed.), _The China Year Book_, 1921-2, Tientsin, 1921; chap. XIX, "Defense," by Rodney Gilbert, pp. 511-512. Gilbert"s is a competent contemporary account of tuchunism, sketching the background very clearly.
[20] George H. Blakeslee (ed.), _China and the Far East_, New York, 1910, Chapter X, "The Chinese Army--Its Development and Present Strength," by Major Eben Swift, p. 181. See also General H. Frey, _L"Armee chinoise: l"armee ancienne, l"armee nouvelle, l"armee chinoise dans l"avenir_, Paris, 1904.
[21] For a discussion of the governmental changes of the period see below, pp. 145 ff. See also H. F. MacNair, _China in Revolution_, Chicago, 1931; A. N. Holcombe, _The Spirit of the Chinese Revolution_, New York, 1931. For a contemporary censure of Yuan Shih-k"ai see Paul Myron [Paul M. W. Linebarger], _Our Chinese Chances_, Chicago, 1915.
_Chapter_ V
CAUSES
Yuan"s closing years might have resembled Napoleon"s rise from the position of First Consul to that of emperor, had he not been checked at the very last moment by armed uprisings and expressions of deep popular contempt. Even so, he retained control of the country.[1] The humiliation of his defeat lacked even dramatic compensations, and he died in June, 1916, of disease, poison, or chagrin. With his death the Republic had a chance to stand by itself, but it could not.
_The Age of the War Lords_
Yuan had fastened the symbols of old on the scaffolding of a new order.
With his death the momentum of administrative routine retained from the Manchu dynasty was lost; the Republican government in Peking degenerated from impotence to comedy. The process called government began to nauseate patriotic Chinese and foreigners alike; few were able to take a long view, to maintain their courage, and to keep on fighting against disgusting and disheartening realities. With the decomposition of the central government--except the modern bureaucracies such as posts and customs, which were kept intact by their foreign personnel and their special international status--the armies, though divided provincially, stepped into positions of unprecedented authority. There was a veritable epidemic of monarchical ambition, greed, and willfulness among the provincial military commanders; many Chinese expected a new Yuan to emerge from that group and become the "strong man of China." With such a stage to strut on, it is not surprising that the Chinese military lost constructive vision. A sober nucleus of idealistically hard-headed, patriotic men, each a George Washington, might have used military power to reunite the country, but order could not be expected to emerge from the unsystematized compet.i.tion of armed forces.
Three broader factors affected the ascendancy of war lords, in addition to obvious motives and interests. The ideological ruin was bad enough; the consequent social disorder crippled China. But the armies now came to provide a refuge for the unemployed and dispossessed. A second factor, the mechanical mobilization of military forces through the railways, made warfare more expensive and ruinous than it would have been with the slow-moving infantry of the past. Thirdly, the war lords gave physical embodiment to the ideological and social disunity of China, inviting the constant intervention of the Western powers and of j.a.pan in Chinese affairs.
Individually the war lords warrant no special attention. There was Chang Tso-lin in Manchuria; Tuan Chi-jui and Ts"ao Kun in North China; Yen Hsi-shan ("The Model Governor") and, to the west of him, Feng Yu-hsiang ("The Christian General"); Chang Chung-chang in Shantung, significant more for his brutality than for his political and military position; the quaint, conservative scholar Wu P"ei-fu, in the Yangtze valley, minor figures in the South and West. It was not the generals who were important, but militarism.
Militarism machine-gunned the Confucian ethics out of politics; it taxed the land into ruin; it laid China wide open to imperialistic thrusts, and--by the same act--made her a poor market. Militarism built roads when they were strategically required, established a few railways and spoiled more, modernized China, but did so in the costliest way of all.
Only in the intellectual world was military domination not outright destruction. The generals and their staffs were surprisingly ignorant of the power of ideas, ineffectual in their censorship, oblivious to the great leverage of undercover agitation. Trusting arms, they failed to see that the only opposition able to destroy them was not military but mental.
While the soldiery stirred the country with murder and oppression, their system progressed steadily toward self-destruction. Two great pressures forced constant further expansion of the armies. The first is obvious: military rivalry. The second was the growing abuse of army organization as a means of unemployment relief. Military taxation drove the peasants off the land, whereupon they had no recourse but to become bandits or soldiers. If they were bandits, consolidation under a chieftain transformed them into military irregulars and induced some ambitious general to include them in his forces. If they were soldiers, the bandit stage remained in reach. In either case, they added to the burden falling upon their commander, which in turn led to still greater impoverishment of the peasants, a further increase of dispossessed men, bandits, and soldiers. With the widening circulation of arms, Western guns and fighting methods became less and less a secret of small groups capable of establishing a firm military oligarchy and more and more the property of a cross section of the Chinese ma.s.ses.
From an estimated total of 1,369,880 in 1921,[2] the number of men under arms rose to a figure estimated to be between 1,883,300 and 1,933,300 five years later.[3] This increase occurred in one of the poorest countries of the world, despite conditions of extreme misery:
Recruiting goes on incessantly in every town in North China where there is a garrison. There are no statistics available, but it is known that the death rate from disease is very high because, even in garrison, sanitary precautions are crude and the medical service is inefficient and inadequate. In battle the care of the wounded is barbarously primitive, even in the best units, and death from infected wounds is rather the rule than the exception; while those who cannot walk from the field to the nearest hospital more often than not die of exposure or clumsy handling. One of a Chinese commander"s major concerns is filling the gaps in the ranks, but at the same time these conditions have kept the proportions of the armies down to a fairly constant figure. Chinese officers have advanced the theory that if recruiting were everywhere abandoned, disease, desertions and losses in battle would account for ten per cent. per annum, so that the armies would automatically cease to exist in ten years.[4]
The use of the railways for military purposes unsettled large groups of Chinese geographically and caused meetings of extensive bodies of men from different areas. At first such contacts, especially under wartime conditions, would only intensify provincial sentiment and mistrust of strangers, but gradually this influence began to make for a new national consciousness. In the meantime, the troops learned the intricacies of modern transport. A coolie in a peaceful part of Asia might see trains for years, observing the Westerners riding in them, and remain impressed by the sight; a Chinese bandit sitting on a freight car in a commandeered train would become rapidly familiar with the fire vehicles.
The role of the militarists with respect to China"s international status was ambiguous. In the first place, the weakness which they created reduced China to an international p.a.w.n. The discord into which she had fallen allowed for semipart.i.tions--various foreign interests backing different war lords--although a genuine part.i.tion may thereby have been staved off. In China proper the influence of the j.a.panese seemed to be behind Chang Tso-lin and the Northern militarists; the British were regarded as friendly to Wu P"ei-fu in the Yangtze valley; and the French achieved something not far from domination in the province farthest southwest, Yunnan. Feng Yu-hsiang was supposed to have veered picturesquely for foreign friends between the Protestant missions and the Bolshevik agents. A miniature replica of the European balance of power could be played in China, with outside groups friendly to one or the other war lord. An agreement between the chief partic.i.p.ants in 1919 sought to prevent the shipping of arms to unauthorized military groups in China but proved largely ineffectual in the end.
Between 1922 and 1926 there was formed in South China a nexus of armies which were to provide the military edge to ideological revolution and establish the followers of Sun Yat-sen in power. These armies were built up with the a.s.sistance of Russian and German advisers and with American arms which had been left in Siberia and had fallen into the hands of the Bolsheviks; the troops were led by new-style Chinese officers under the leadership of Chiang K"ai-shek. The Whampoa Academy was the most obvious sign of the new school of military thought, coming forth as a consequence of the Nationalist-Communist coalition.[5] Armaments did not differ in any substantial degree from those of the war lords, but they were more carefully kept and more skillfully used. The military machine which arose in the South was better organized, better disciplined, better led, and better cared for than any army on the Chinese scene for a decade.
From 1926 to 1927 the ensuing campaign for the Nationalist conquest of China, as outlined in the principles of Sun Yat-sen,[6] drove forward with striking success. The Nationalist troops everywhere pushed their enemies before them with astonishing speed. The explanation is to be found in part in the efficiency and military honesty of officers and men, but even more in the nonmilitary factors which fortified the armies and the ideological weapons which cleared the ground before it. The new armies not only represented military might; they were also propaganda machines. To every regiment there was attached a political staff to keep up the morale of the troops and to win over the enemy and the civilian population. The troops themselves were propaganda brigades as well as military units. Literacy in the armies was made a point of great pride, and certain divisions made novel reputations for themselves on this ground. The Nationalists were known by many as the soldiers who did not harm the people. Without the troops the Nationalists would never have come to power; but without the supporting sweep of ma.s.s propaganda the Nationalist movement might have gone on for decades in the form of civilian conspirators fighting against overwhelming odds or else seeking to make venal mercenaries the prime instrument for the regeneration of Chinese civilization.
The military revolution of 1926-1927 brought new factors to the Chinese military scene. It indicated that a point of equilibrium had been reached between the military and the ideological modes of control and that it was no longer possible for sheer force and a minimum of intelligence to hold unchallenged power in the Chinese society. It was, furthermore, a threefold struggle: a patriotic and progressive uprising against domestic and foreign oppression and inefficiency; an agrarian revolt on a grand scale; and a proletarian uprising on the part of the relatively small but strategically placed Chinese proletariat. Only in the first of these aspects did the revolution meet with the approval of most Chinese--the victims and not the bearers of arms. Men of all shades of opinion were able to agree on a policy of attacking the system of _tuchuns_, which offered no planning for the future, no resurrection of the past, and little public order. The patriotic troops were enraged by the corruption and inadequacy all about them and by the fortresses of privilege reared by aliens on their coasts and in their greatest inland cities.
The campaign of 1926-1927 marked the identification of the coolie soldier with his own cla.s.s and of the peasant fighter with his. The rank and file were given to understand that they were not fighting in some game beyond their understanding but for the security of people like themselves. Under the influence of the propaganda put forth by the Nationalists and the allied Communists, an incipient agrarian revolt was fanned into flame and proletarian uprisings in the cities were made possible for the first time. Whole sections of the countryside fell into a condition not far from anarchy as the revolutionary troops led the people in revolt. After 1927, however, the military forces developed along two antagonistic lines. The Nationalists, seizing the political instruments of the revolution but finding its ideological factors largely beyond their control, began to create a professionalized army with which to stabilize their regime. The Communists, and their agrarian allies, standing to the Left of the newborn Nanking government, were eager to fight on in the tested informal fashion. In the year of the establishment of the Nanking government, 1927, the Red Army could still demonstrate its effectiveness. Shortly afterward the precautionary arms embargo of the foreign powers, which had prevailed since 1919, was lifted, thereby opening up the means by which Chiang K"ai-shek could renovate and specialize the armies under his command.
The break with the war-lord tradition was much more obvious in the case of the Communists than in the case of the Nationalists. The Communists, lacking sufficient support to occupy any broad contiguous territory, fell back on guerrilla fighting of their own. The Nationalists, strong enough to hold a certain portion of the area, nevertheless compromised with the existing military system to seek mastery. For three years after the establishment of the Nanking government, it remained doubtful whether the whole government might not subside into inertia and neglect, leaving Chiang standing alone, distinguished from the other war lords only by his character.
Late in 1930 and early in 1931 a menacing alliance was organized between two of the most influential remaining Northern _tuchuns_ and the "liberal" wing of the Nationalists. Operating from the north, after the proclamation of an insurgent "National Government" at Peking, the rebels at first seemed to have the military advantage. Chiang had learned many lessons, however, and in the most serious fighting which China had seen in years he broke the force of the Northern offensive. Airplanes appeared as a threat against the civilian population of Peking, although no actual deaths were reported. There were ugly rumors that gas was being used at the front. Small tanks from England, though giving a rather poor performance, symbolized a novel trend. More and better heavy artillery was used than ever before. Trenches came up to World War standards. The war ended with the intervention from Manchuria of Chang Hsueh-liang, a strangely progressive and patriotic _tuchun_; but the fighting had been enough to show that of all the great armed forces in China the Nationalist armies of Chiang K"ai-shek and the Nanking government were the most effective.
The rehabilitation of men"s thinking had not proceeded far enough to eliminate the dangers of an overemphasized military leadership, but the tide had turned. After 1931 the military situation in China had become subordinate to the problems of ideology and of government. The chief military factors were now the governmentalized armies, the guerrilla opposition of the Communists, and the problem of foreign war.
_The Age of Air Conquest_
The new military period which replaced the war-lord system was marked by (1) technical improvement of the armies, especially in the direction of air power; (2) supplementation of the armies by the quasi-military power of the civil government, so that Chinese wars ceased to be a question of armed bands drifting about the surface of the social system; (3) organization of the Nationalist armies into national units in fact as well as name; (4) increasing pressure of the disbandment problem; (5) development of guerrilla tactics by the Reds and of guerrilla-suppression tactics by the Nationalists; (6) problems arising from j.a.panese conquest, which overwhelmed Manchuria in one fierce onslaught and hara.s.sed China for six years of military aggressions before breaking forth anew in the catastrophic surge of 1937-1938.
Aviation was to leap to a sensational place. Aviation and national civilian government became almost natural complements of one another.
Only by aviation could all parts of the country be brought under the jurisdiction of Nanking and the geographical handicaps of China be overcome, and only a national government could afford the long-term investments in machines and men necessary to effective air armament. The record of technical improvement in the Nationalist armies is clearly symbolized by the advancement of military aircraft. Military aviation in China previous to the establishing of the Nanking government demonstrated the weakness of the preceding regime. As early as 1909 a French aviator was giving demonstration flights over Shanghai.[7] The Ch"ing dynasty sought to establish an airplane factory but met with no success. Yuan Shih-k"ai purchased a few planes and set up a flying school. The first telling use of planes in Chinese politics and war occurred, however, with the bombardment of the imperial palace by a lone aviator in the course of an attempted monarchical restoration in 1917.
In the period of the war lords there were many isolated efforts to build up flying services. The most promising of these, undertaken by the Peking Republic with British a.s.sistance after 1920, failed through neglect, mismanagement, and corruption. As late as 1928 there was no prospect of significant air fighting in China.
By 1931 the Nanking government had built up an air force of about seventy serviceable planes; a contemporary commentator observed, "Aeroplanes played a very considerable--some would even say a decisive--part in the civil war of 1930...."[8] By 1932, when an American aviation mission arrived to help in the training of a Chinese military air force, the estimates ran into a total of 125 to 140 commercial and training planes.[9] In the ensuing five years the Chinese national air force developed rapidly. It played the leading role in suppressing the f.u.kien uprising of 1932-1933 and in driving the Communists into the Northwest. In 1937 the head of the American aviation mission, Colonel John Jouett, wrote, "j.a.pan maintains that China has a thousand planes; my guess would be seven hundred and fifty of all types.
But no one knows...."[10] Other experts would reduce the figure to one-third or less by the elimination of planes which would not be of first-cla.s.s utility in actual combat. The preparations for foreign hostilities up to 1937 were accompanied by such a degree of secrecy that definite figures are not available. For domestic purposes, however, almost every plane would count, and the cardinal fact remains that domestically the National Government possesses a monopoly of air power in China. It is thereby in a better position to make its supreme will formidably known than was any emperor of any dynasty. The future may show that Chinese mastery of aircraft is psychologically as important as was mastery of the steamship for the j.a.panese--a visible demonstration to an Asiatic people of their own accomplishments with Western technology.
As for other improvements of the armies, only three factors need be mentioned. The armies were consolidated generally, and with their better status--in literacy, pay, means of subsistence, and regularity of control--there came a realization that the military force was the creature of the national state. The Chinese nation was taking form as an ideological and social ent.i.ty of sufficient strength to command the direct allegiance of fighting men. A new respect arose for the officers and men of the armies. Under Yuan Shih-k"ai the armies had been able to evolve a respectability of their own making; under Chiang K"ai-shek this respectability began to be accepted at its face value by the rest of the society, so that a pilot was not only admired by the crowd but was recognized as an expert among experts, even in literary and civil-minded circles. Secondly, the armies affected the nation by road construction.
In the course of the Nationalist-Communist wars of 1927-1937 the Nationalists built thousands of miles of highway in order to make full use of their new mobility gained from machine power. The military roads, supplemented by civilian roads built with an eye to military use, const.i.tuted a network of communications upon which a new political geography could be framed--with new strategic points and new avenues of commerce. Thirdly, the armies began to emphasize culture and comfort.
The soldiers were given a taste of twentieth century life and standards; their civilian kin and friends who lived under less favorable conditions saw in the elite sections of the armies a ma.s.s demonstration of China"s modernization.
In the age of air power in China the relation between the army, the government, and the economy was revolutionized. The new power of a state with actual authority[11] led to the creation of an army dependent on an intricate and sensitive financial and economic system, operating under a regular scheme of law. The strength of the government made modern armies possible; modern armies made corresponding political forms imperative. A resulting tendency was for the armies to take on national form. Even in those areas where _tuchunism_ had left its imprint upon society, or where provincial autonomy provided a factual check upon the national authorities, the regional armies accepted organizational details and long-range plans set forth by the central government. Armies which had arisen as dumps for the unemployed or as resources for civil war were fitted together so as to make the Chinese forces resemble the other armies of the world--which exist for the preservation, defense, or aggrandizement of national states. Foreign military observers, equipped with the critical faculties of their profession, might look at the Chinese armies and state point-blank that China had not an army but merely armed men. They could not, however, deny that the Chinese armed forces in their latest phase were on the way to becoming an army nationally organized and fit to serve as the instrument of a great nation. The lessons of nearly a thousand years of European and American political experience may be epitomized in great part in the word _nation_; the Chinese armies helped to give this word true significance in China.
For the time being, the armies continued to serve their role of a refuge for the economically displaced. Armed paupers are a menace to the security and stability of any society; with the emergence of a higher degree of Chinese unity a great proportion of the armed forces lost their _raison d"etre_. Nevertheless, the last great war-lord war, that of 1930-1931, was fought largely over the issue of army reduction. The National Government forces gradually increased in preparation for the disbandment of others--extensive bodies of irregulars were roughly systematized and placed under central supervision. They were used in moderately successful but insufficient colonization efforts in the Northwest, and as labor reserves in the construction of highways, airports, and similar projects. Even so, the size of the armies did not cease to interfere with their rapid improvement. Too much had to go into pay, even with the ridiculously low rates of compensation. As against the estimates of nearly 1,400,000 men for 1921 and about 1,900,000 for 1926, the size of the armies was unofficially estimated at 2,379,770 for 1936.[12] This figure did not include Communists, brigands, or the Manchurian garrisons in the service of the j.a.panese (the Manchoukuo army), which would bring the total to well over 2,500,000 men.
Differences in definition of what made a coolie or peasant into a soldier caused violent discrepancies in the estimates. If training equal to that of a German Republican Reichswehr soldier were set as the criterion, the Chinese army could be measured in scores. If some more or less vague relation to a military payroll, or to the possession of arms, or both, were taken as the requirements, the number would run into millions. j.a.panese propagandists, in the light of these facts, made injudicious statements when commenting thus on the Chinese army of 1937:
China had 198 divisions comprising 2,250,000 officers and men. This gigantic army has further been reinforced by 200,000 Communist soldiers whom Nanking worked hard to set against j.a.pan.
In comparison the j.a.panese Army is a puny affair, consisting of 17 divisions of 250,000 officers and men.[13]