The World as Will and Idea

Chapter 9

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He who seeks for it, at any rate, may find it and recognise it. Yet that which is significant in itself, not in its relations, the real unfolding of the Idea, will be found far more accurately and distinctly in poetry than in history, and, therefore, however paradoxical it may sound, far more really genuine inner truth is to be attributed to poetry than to history. For the historian must accurately follow the particular event according to life, as it develops itself in time in the manifold tangled chains of causes and effects. It is, however, impossible that he can have all the data for this; he cannot have seen all and discovered all. He is forsaken at every moment by the original of his picture, or a false one subst.i.tutes itself for it, and this so constantly that I think I may a.s.sume that in all history the false outweighs the true. The poet, on the contrary, has comprehended the Idea of man from some definite side which is to be represented; thus it is the nature of his own self that objectifies itself in it for him. His knowledge, as we explained above when speaking of sculpture, is half _a priori_; his ideal stands before his mind firm, distinct, brightly illuminated, and cannot forsake him; therefore he shows us, in the mirror of his mind, the Idea pure and distinct, and his delineation of it down to the minutest particular is true as life itself.(59) The great ancient historians are, therefore, in those particulars in which their data fail them, for example, in the speeches of their heroes-poets; indeed their whole manner of handling their material approaches to the epic. But this gives their representations unity, and enables them to retain inner truth, even when outward truth was not accessible, or indeed was falsified. And as we compared history to portrait-painting, in contradistinction to poetry, which corresponds to historical painting, we find that Winckelmann"s maxim, that the portrait ought to be the ideal of the individual, was followed by the ancient historians, for they represent the individual in such a way as to bring out that side of the Idea of man which is expressed in it. Modern historians, on the contrary, with few exceptions, give us in general only "a dust-bin and a lumber-room, and at the most a chronicle of the princ.i.p.al political events." Therefore, whoever desires to know man in his inner nature, identical in all its phenomena and developments, to know him according to the Idea, will find that the works of the great, immortal poet present a far truer, more distinct picture, than the historians can ever give. For even the best of the historians are, as poets, far from the first; and moreover their hands are tied. In this aspect the relation between the historian and the poet may be ill.u.s.trated by the following comparison. The mere, pure historian, who works only according to data, is like a man, who without any knowledge of mathematics, has investigated the relations of certain figures, which he has accidentally found, by measuring them; and the problem thus empirically solved is affected of course by all the errors of the drawn figure. The poet, on the other hand, is like the mathematician, who constructs these relations _a priori_ in pure perception, and expresses them not as they actually are in the drawn figure, but as they are in the Idea, which the drawing is intended to render for the senses. Therefore Schiller says:-

"What has never anywhere come to pa.s.s, That alone never grows old."

Indeed I must attribute greater value to biographies, and especially to autobiographies, in relation to the knowledge of the nature of man, than to history proper, at least as it is commonly handled. Partly because in the former the data can be collected more accurately and completely than in the latter; partly, because in history proper, it is not so much men as nations and heroes that act, and the individuals who do appear, seem so far off, surrounded with such pomp and circ.u.mstance, clothed in the stiff robes of state, or heavy, inflexible armour, that it is really hard through all this to recognise the human movements. On the other hand, the life of the individual when described with truth, in a narrow sphere, shows the conduct of men in all its forms and subtilties, the excellence, the virtue, and even holiness of a few, the perversity, meanness, and knavery of most, the dissolute profligacy of some. Besides, in the only aspect we are considering here, that of the inner significance of the phenomenal, it is quite the same whether the objects with which the action is concerned, are, relatively considered, trifling or important, farm-houses or kingdoms: for all these things in themselves are without significance, and obtain it only in so far as the will is moved by them.

The motive has significance only through its relation to the will, while the relation which it has as a thing to other things like itself, does not concern us here. As a circle of one inch in diameter, and a circle of forty million miles in diameter, have precisely the same geometrical properties, so are the events and the history of a village and a kingdom essentially the same; and we may study and learn to know mankind as well in the one as in the other. It is also a mistake to suppose that autobiographies are full of deceit and dissimulation. On the contrary, lying (though always possible) is perhaps more difficult there than elsewhere. Dissimulation is easiest in mere conversation; indeed, though it may sound paradoxical, it is really more difficult even in a letter.

For in the case of a letter the writer is alone, and looks into himself, and not out on the world, so that what is strange and distant does not easily approach him; and he has not the test of the impression made upon another before his eyes. But the receiver of the letter peruses it quietly in a mood unknown to the writer, reads it repeatedly and at different times, and thus easily finds out the concealed intention. We also get to know an author as a man most easily from his books, because all these circ.u.mstances act here still more strongly and permanently. And in an autobiography it is so difficult to dissimulate, that perhaps there does not exist a single one that is not, as a whole, more true, than any history that ever was written. The man who writes his own life surveys it as a whole, the particular becomes small, the near becomes distant, the distant becomes near again, the motives that influenced him shrink; he seats himself at the confessional, and has done so of his own free will; the spirit of lying does not so easily take hold of him here, for there is also in every man an inclination to truth which has first to be overcome whenever he lies, and which here has taken up a specially strong position.

The relation between biography and the history of nations may be made clear for perception by means of the following comparison: History shows us mankind as a view from a high mountain shows us nature; we see much at a time, wide stretches, great ma.s.ses, but nothing is distinct nor recognisable in all the details of its own peculiar nature. On the other hand, the representation of the life of the individual shows us the man, as we see nature if we go about among her trees, plants, rocks, and waters. But in landscape-painting, in which the artist lets us look at nature with his eyes, the knowledge of the Ideas, and the condition of pure will-less knowing, which is demanded by these, is made much easier for us; and, in the same way, poetry is far superior both to history and biography, in the representation of the Ideas which may be looked for in all three. For here also genius holds up to us the magic gla.s.s, in which all that is essential and significant appears before us collected and placed in the clearest light, and what is accidental and foreign is left out.(60)

The representation of the Idea of man, which is the work of the poet, may be performed, so that what is represented is also the representer. This is the case in lyrical poetry, in songs, properly so called, in which the poet only perceives vividly his own state and describes it. Thus a certain subjectivity is essential to this kind of poetry from the nature of its object. Again, what is to be represented may be entirely different from him who represents it, as is the case in all other kinds of poetry, in which the poet more or less conceals himself behind his representation, and at last disappears altogether. In the ballad the poet still expresses to some extent his own state through the tone and proportion of the whole; therefore, though much more objective than the lyric, it has yet something subjective. This becomes less in the idyll, still less in the romantic poem, almost entirely disappears in the true epic, and even to the last vestige in the drama, which is the most objective and, in more than one respect, the completest and most difficult form of poetry. The lyrical form of poetry is consequently the easiest, and although art, as a whole, belongs only to the true man of genius, who so rarely appears, even a man who is not in general very remarkable may produce a beautiful song if, by actual strong excitement from without, some inspiration raises his mental powers; for all that is required for this is a lively perception of his own state at a moment of emotional excitement. This is proved by the existence of many single songs by individuals who have otherwise remained unknown; especially the German national songs, of which we have an exquisite collection in the "Wunderhorn;" and also by innumerable love-songs and other songs of the people in all languages;-for to seize the mood of a moment and embody it in a song is the whole achievement of this kind of poetry. Yet in the lyrics of true poets the inner nature of all mankind is reflected, and all that millions of past, present, and future men have found, or will find, in the same situations, which are constantly recurring, finds its exact expression in them. And because these situations, by constant recurrence, are permanent as man himself and always call up the same sensations, the lyrical productions of genuine poets remain through thousands of years true, powerful, and fresh. But if the poet is always the universal man, then all that has ever moved a human heart, all that human nature in any situation has ever produced from itself, all that dwells and broods in any human breast-is his theme and his material, and also all the rest of nature. Therefore the poet may just as well sing of voluptuousness as of mysticism, be Anacreon or Angelus Silesius, write tragedies or comedies, represent the sublime or the common mind-according to humour or vocation. And no one has the right to prescribe to the poet what he ought to be-n.o.ble and sublime, moral, pious, Christian, one thing or another, still less to reproach him because he is one thing and not another. He is the mirror of mankind, and brings to its consciousness what it feels and does.

If we now consider more closely the nature of the lyric proper, and select as examples exquisite and pure models, not those that approach in any way to some other form of poetry, such as the ballad, the elegy, the hymn, the epigram, &c., we shall find that the peculiar nature of the lyric, in the narrowest sense, is this: It is the subject of will, _i.e._, his own volition, which the consciousness of the singer feels; often as a released and satisfied desire (joy), but still oftener as a restricted desire (grief), always as an emotion, a pa.s.sion, a moved frame of mind. Besides this, however, and along with it, by the sight of surrounding nature, the singer becomes conscious of himself as the subject of pure, will-less knowing, whose unbroken blissful peace now appears, in contrast to the stress of desire which is always restricted and always needy. The feeling of this contrast, this alternation, is really what the lyric as a whole expresses, and what princ.i.p.ally const.i.tutes the lyrical state of mind. In it pure knowing comes to us, as it were, to deliver us from desire and its stain; we follow, but only for an instant; desire, the remembrance of our own personal ends, tears us anew from peaceful contemplation; yet ever again the next beautiful surrounding in which the pure will-less knowledge presents itself to us, allures us away from desire. Therefore, in the lyric and the lyrical mood, desire (the personal interest of the ends), and pure perception of the surrounding presented, are wonderfully mingled with each other; connections between them are sought for and imagined; the subjective disposition, the affection of the will, imparts its own hue to the perceived surrounding, and conversely, the surroundings communicate the reflex of their colour to the will. The true lyric is the expression of the whole of this mingled and divided state of mind. In order to make clear by examples this abstract a.n.a.lysis of a frame of mind that is very far from all abstraction, any of the immortal songs of Goethe may be taken. As specially adapted for this end I shall recommend only a few: "The Shepherd"s Lament," "Welcome and Farewell," "To the Moon," "On the Lake," "Autumn;" also the songs in the "Wunderhorn" are excellent examples; particularly the one which begins, "O Bremen, I must now leave thee." As a comical and happy parody of the lyrical character a song of Voss strikes me as remarkable. It describes the feeling of a drunk plumber falling from a tower, who observes in pa.s.sing that the clock on the tower is at half-past eleven, a remark which is quite foreign to his condition, and thus belongs to knowledge free from will. Whoever accepts the view that has been expressed of the lyrical frame of mind, will also allow, that it is the sensuous and poetical knowledge of the principle which I established in my essay on the Principle of Sufficient Reason, and have also referred to in this work, that the ident.i.ty of the subject of knowing with that of willing may be called the miracle ?at? e?????; so that the poetical effect of the lyric rests finally on the truth of that principle.

In the course of life these two subjects, or, in popular language, head and heart, are ever becoming further apart; men are always separating more between their subjective feeling and their objective knowledge. In the child the two are still entirely blended together; it scarcely knows how to distinguish itself from its surroundings, it is at one with them. In the young man all perception chiefly affects feeling and mood, and even mingles with it, as Byron very beautifully expresses-

"I live not in myself, but I become Portion of that around me; and to me High mountains are a feeling."

This is why the youth clings so closely to the perceptible and outward side of things; this is why he is only fit for lyrical poetry, and only the full-grown man is capable of the drama. The old man we can think of as at the most an epic poet, like Ossian, and Homer, for narration is characteristic of old age.

In the more objective kinds of poetry, especially in the romance, the epic, and the drama, the end, the revelation of the Idea of man, is princ.i.p.ally attained by two means, by true and profound representation of significant characters, and by the invention of pregnant situations in which they disclose themselves. For as it is inc.u.mbent upon the chemist not only to exhibit the simple elements, pure and genuine, and their princ.i.p.al compounds, but also to expose them to the influence of such reagents as will clearly and strikingly bring out their peculiar qualities, so is it inc.u.mbent on the poet not only to present to us significant characters truly and faithfully as nature itself; but, in order that we may get to know them, he must place them in those situations in which their peculiar qualities will fully unfold themselves, and appear distinctly in sharp outline; situations which are therefore called significant. In real life, and in history, situations of this kind are rarely brought about by chance, and they stand alone, lost and concealed in the mult.i.tude of those which are insignificant. The complete significance of the situations ought to distinguish the romance, the epic, and the drama from real life as completely as the arrangement and selection of significant characters. In both, however, absolute truth is a necessary condition of their effect, and want of unity in the characters, contradiction either of themselves or of the nature of humanity in general, as well as impossibility, or very great improbability in the events, even in mere accessories, offend just as much in poetry as badly drawn figures, false perspective, or wrong lighting in painting. For both in poetry and painting we demand the faithful mirror of life, of man, of the world, only made more clear by the representation, and more significant by the arrangement. For there is only one end of all the arts, the representation of the Ideas; and their essential difference lies simply in the different grades of the objectification of will to which the Ideas that are to be represented belong. This also determines the material of the representation. Thus the arts which are most widely separated may yet throw light on each other. For example, in order to comprehend fully the Ideas of water it is not sufficient to see it in the quiet pond or in the evenly-flowing stream; but these Ideas disclose themselves fully only when the water appears under all circ.u.mstances and exposed to all kinds of obstacles. The effects of the varied circ.u.mstances and obstacles give it the opportunity of fully exhibiting all its qualities. This is why we find it beautiful when it tumbles, rushes, and foams, or leaps into the air, or falls in a cataract of spray; or, lastly, if artificially confined it springs up in a fountain. Thus showing itself different under different circ.u.mstances, it yet always faithfully a.s.serts its character; it is just as natural to it to spout up as to lie in gla.s.sy stillness; it is as ready for the one as for the other as soon as the circ.u.mstances appear. Now, what the engineer achieves with the fluid matter of water, the architect achieves with the rigid matter of stone, and just this the epic or dramatic poet achieves with the Idea of man. Unfolding and rendering distinct the Idea expressing itself in the object of every art, the Idea of the will which objectifies itself at each grade, is the common end of all the arts. The life of man, as it shows itself for the most part in the real world, is like the water, as it is generally seen in the pond and the river; but in the epic, the romance, the tragedy, selected characters are placed in those circ.u.mstances in which all their special qualities unfold themselves, the depths of the human heart are revealed, and become visible in extraordinary and very significant actions. Thus poetry objectifies the Idea of man, an Idea which has the peculiarity of expressing itself in highly individual characters.

Tragedy is to be regarded, and is recognised as the summit of poetical art, both on account of the greatness of its effect and the difficulty of its achievement. It is very significant for our whole system, and well worthy of observation, that the end of this highest poetical achievement is the representation of the terrible side of life. The unspeakable pain, the wail of humanity, the triumph of evil, the scornful mastery of chance, and the irretrievable fall of the just and innocent, is here presented to us; and in this lies a significant hint of the nature of the world and of existence. It is the strife of will with itself, which here, completely unfolded at the highest grade of its objectivity, comes into fearful prominence. It becomes visible in the suffering of men, which is now introduced, partly through chance and error, which appear as the rulers of the world, personified as fate, on account of their insidiousness, which even reaches the appearance of design; partly it proceeds from man himself, through the self-mortifying efforts of a few, through the wickedness and perversity of most. It is one and the same will that lives and appears in them all, but whose phenomena fight against each other and destroy each other. In one individual it appears powerfully, in another more weakly; in one more subject to reason, and softened by the light of knowledge, in another less so, till at last, in some single case, this knowledge, purified and heightened by suffering itself, reaches the point at which the phenomenon, the veil of Maya, no longer deceives it. It sees through the form of the phenomenon, the _principium individuationis_. The egoism which rests on this perishes with it, so that now the _motives_ that were so powerful before have lost their might, and instead of them the complete knowledge of the nature of the world, which has a _quieting_ effect on the will, produces resignation, the surrender not merely of life, but of the very will to live. Thus we see in tragedies the n.o.blest men, after long conflict and suffering, at last renounce the ends they have so keenly followed, and all the pleasures of life for ever, or else freely and joyfully surrender life itself. So is it with the steadfast prince of Calderon; with Gretchen in "Faust;" with Hamlet, whom his friend Horatio would willingly follow, but is bade remain a while, and in this harsh world draw his breath in pain, to tell the story of Hamlet, and clear his memory; so also is it with the Maid of Orleans, the Bride of Messina; they all die purified by suffering, _i.e._, after the will to live which was formerly in them is dead. In the "Mohammed" of Voltaire this is actually expressed in the concluding words which the dying Palmira addresses to Mohammad: "The world is for tyrants: live!" On the other hand, the demand for so-called poetical justice rests on entire misconception of the nature of tragedy, and, indeed, of the nature of the world itself. It boldly appears in all its dulness in the criticisms which Dr. Samuel Johnson made on particular plays of Shakespeare, for he very navely laments its entire absence. And its absence is certainly obvious, for in what has Ophelia, Desdemona, or Cordelia offended? But only the dull, optimistic, Protestant-rationalistic, or peculiarly Jewish view of life will make the demand for poetical justice, and find satisfaction in it. The true sense of tragedy is the deeper insight, that it is not his own individual sins that the hero atones for, but original sin, _i.e._, the crime of existence itself:

"Pues el delito mayor Del hombre es haber nacido;"

("For the greatest crime of man Is that he was born;")

as Calderon exactly expresses it.

I shall allow myself only one remark, more closely concerning the treatment of tragedy. The representation of a great misfortune is alone essential to tragedy. But the many different ways in which this is introduced by the poet may be brought under three specific conceptions. It may happen by means of a character of extraordinary wickedness, touching the utmost limits of possibility, who becomes the author of the misfortune; examples of this kind are Richard III., Iago in "Oth.e.l.lo,"

Shylock in "The Merchant of Venice," Franz Moor, Phaedra of Euripides, Creon in the "Antigone," &c., &c. Secondly, it may happen through blind fate, _i.e._, chance and error; a true pattern of this kind is the dipus Rex of Sophocles, the "Trachiniae" also; and in general most of the tragedies of the ancients belong to this cla.s.s. Among modern tragedies, "Romeo and Juliet," "Tancred" by Voltaire, and "The Bride of Messina," are examples. Lastly, the misfortune may be brought about by the mere position of the _dramatis personae_ with regard to each other, through their relations; so that there is no need either for a tremendous error or an unheard-of accident, nor yet for a character whose wickedness reaches the limits of human possibility; but characters of ordinary morality, under circ.u.mstances such as often occur, are so situated with regard to each other that their position compels them, knowingly and with their eyes open, to do each other the greatest injury, without any one of them being entirely in the wrong. This last kind of tragedy seems to me far to surpa.s.s the other two, for it shows us the greatest misfortune, not as an exception, not as something occasioned by rare circ.u.mstances or monstrous characters, but as arising easily and of itself out of the actions and characters of men, indeed almost as essential to them, and thus brings it terribly near to us. In the other two kinds we may look on the prodigious fate and the horrible wickedness as terrible powers which certainly threaten us, but only from afar, which we may very well escape without taking refuge in renunciation. But in the last kind of tragedy we see that those powers which destroy happiness and life are such that their path to us also is open at every moment; we see the greatest sufferings brought about by entanglements that our fate might also partake of, and through actions that perhaps we also are capable of performing, and so could not complain of injustice; then shuddering we feel ourselves already in the midst of h.e.l.l. This last kind of tragedy is also the most difficult of achievement; for the greatest effect has to be produced in it with the least use of means and causes of movement, merely through the position and distribution of the characters; therefore even in many of the best tragedies this difficulty is evaded. Yet one tragedy may be referred to as a perfect model of this kind, a tragedy which in other respects is far surpa.s.sed by more than one work of the same great master; it is "Clavigo."

"Hamlet" belongs to a certain extent to this cla.s.s, as far as the relation of Hamlet to Laertes and Ophelia is concerned. "Wallenstein" has also this excellence. "Faust" belongs entirely to this cla.s.s, if we regard the events connected with Gretchen and her brother as the princ.i.p.al action; also the "Cid" of Corneille, only that it lacks the tragic conclusion, while on the contrary the a.n.a.logous relation of Max to Thecla has it.(61)

-- 52. Now that we have considered all the fine arts in the general way that is suitable to our point of view, beginning with architecture, the peculiar end of which is to elucidate the objectification of will at the lowest grades of its visibility, in which it shows itself as the dumb unconscious tendency of the ma.s.s in accordance with laws, and yet already reveals a breach of the unity of will with itself in a conflict between gravity and rigidity-and ending with the consideration of tragedy, which presents to us at the highest grades of the objectification of will this very conflict with itself in terrible magnitude and distinctness; we find that there is still another fine art which has been excluded from our consideration, and had to be excluded, for in the systematic connection of our exposition there was no fitting place for it-I mean _music_. It stands alone, quite cut off from all the other arts. In it we do not recognise the copy or repet.i.tion of any Idea of existence in the world. Yet it is such a great and exceedingly n.o.ble art, its effect on the inmost nature of man is so powerful, and it is so entirely and deeply understood by him in his inmost consciousness as a perfectly universal language, the distinctness of which surpa.s.ses even that of the perceptible world itself, that we certainly have more to look for in it than an _exercitum arithmeticae occultum nescientis se numerare animi_,(62) which Leibnitz called it. Yet he was perfectly right, as he considered only its immediate external significance, its form. But if it were nothing more, the satisfaction which it affords would be like that which we feel when a sum in arithmetic comes out right, and could not be that intense pleasure with which we see the deepest recesses of our nature find utterance. From our standpoint, therefore, at which the aesthetic effect is the criterion, we must attribute to music a far more serious and deep significance, connected with the inmost nature of the world and our own self, and in reference to which the arithmetical proportions, to which it may be reduced, are related, not as the thing signified, but merely as the sign.

That in some sense music must be related to the world as the representation to the thing represented, as the copy to the original, we may conclude from the a.n.a.logy of the other arts, all of which possess this character, and affect us on the whole in the same way as it does, only that the effect of music is stronger, quicker, more necessary and infallible. Further, its representative relation to the world must be very deep, absolutely true, and strikingly accurate, because it is instantly understood by every one, and has the appearance of a certain infallibility, because its form may be reduced to perfectly definite rules expressed in numbers, from which it cannot free itself without entirely ceasing to be music. Yet the point of comparison between music and the world, the respect in which it stands to the world in the relation of a copy or repet.i.tion, is very obscure. Men have practised music in all ages without being able to account for this; content to understand it directly, they renounce all claim to an abstract conception of this direct understanding itself.

I gave my mind entirely up to the impression of music in all its forms, and then returned to reflection and the system of thought expressed in the present work, and thus I arrived at an explanation of the inner nature of music and of the nature of its imitative relation to the world-which from a.n.a.logy had necessarily to be presupposed-an explanation which is quite sufficient for myself, and satisfactory to my investigation, and which will doubtless be equally evident to any one who has followed me thus far and has agreed with my view of the world. Yet I recognise the fact that it is essentially impossible to prove this explanation, for it a.s.sumes and establishes a relation of music, as idea, to that which from its nature can never be idea, and music will have to be regarded as the copy of an original which can never itself be directly presented as idea. I can therefore do no more than state here, at the conclusion of this third book, which has been princ.i.p.ally devoted to the consideration of the arts, the explanation of the marvellous art of music which satisfies myself, and I must leave the acceptance or denial of my view to the effect produced upon each of my readers both by music itself and by the whole system of thought communicated in this work. Moreover, I regard it as necessary, in order to be able to a.s.sent with full conviction to the exposition of the significance of music I am about to give, that one should often listen to music with constant reflection upon my theory concerning it, and for this again it is necessary to be very familiar with the whole of my system of thought.

The (Platonic) Ideas are the adequate objectification of will. To excite or suggest the knowledge of these by means of the representation of particular things (for works of art themselves are always representations of particular things) is the end of all the other arts, which can only be attained by a corresponding change in the knowing subject. Thus all these arts objectify the will indirectly only by means of the Ideas; and since our world is nothing but the manifestation of the Ideas in multiplicity, though their entrance into the _principium individuationis_ (the form of the knowledge possible for the individual as such), music also, since it pa.s.ses over the Ideas, is entirely independent of the phenomenal world, ignores it altogether, could to a certain extent exist if there was no world at all, which cannot be said of the other arts. Music is as _direct_ an objectification and copy of the whole _will_ as the world itself, nay, even as the Ideas, whose multiplied manifestation const.i.tutes the world of individual things. Music is thus by no means like the other arts, the copy of the Ideas, but the _copy of the will itself_, whose objectivity the Ideas are. This is why the effect of music is so much more powerful and penetrating than that of the other arts, for they speak only of shadows, but it speaks of the thing itself. Since, however, it is the same will which objectifies itself both in the Ideas and in music, though in quite different ways, there must be, not indeed a direct likeness, but yet a parallel, an a.n.a.logy, between music and the Ideas whose manifestation in multiplicity and incompleteness is the visible world. The establishing of this a.n.a.logy will facilitate, as an ill.u.s.tration, the understanding of this exposition, which is so difficult on account of the obscurity of the subject.

I recognise in the deepest tones of harmony, in the ba.s.s, the lowest grades of the objectification of will, unorganised nature, the ma.s.s of the planet. It is well known that all the high notes which are easily sounded, and die away more quickly, are produced by the vibration in their vicinity of the deep ba.s.s-notes. When, also, the low notes sound, the high notes always sound faintly, and it is a law of harmony that only those high notes may accompany a ba.s.s-note which actually already sound along with it of themselves (its _sons harmoniques_) on account of its vibration. This is a.n.a.logous to the fact that the whole of the bodies and organisations of nature must be regarded as having come into existence through gradual development out of the ma.s.s of the planet; this is both their supporter and their source, and the same relation subsists between the high notes and the ba.s.s. There is a limit of depth, below which no sound is audible.

This corresponds to the fact that no matter can be perceived without form and quality, _i.e._, without the manifestation of a force which cannot be further explained, in which an Idea expresses itself, and, more generally, that no matter can be entirely without will. Thus, as a certain pitch is inseparable from the note as such, so a certain grade of the manifestation of will is inseparable from matter. Ba.s.s is thus, for us, in harmony what unorganised nature, the crudest ma.s.s, upon which all rests, and from which everything originates and develops, is in the world. Now, further, in the whole of the complemental parts which make up the harmony between the ba.s.s and the leading voice singing the melody, I recognise the whole gradation of the Ideas in which the will objectifies itself. Those nearer to the ba.s.s are the lower of these grades, the still unorganised, but yet manifold phenomenal things; the higher represent to me the world of plants and beasts. The definite intervals of the scale are parallel to the definite grades of the objectification of will, the definite species in nature. The departure from the arithmetical correctness of the intervals, through some temperament, or produced by the key selected, is a.n.a.logous to the departure of the individual from the type of the species. Indeed, even the impure discords, which give no definite interval, may be compared to the monstrous abortions produced by beasts of two species, or by man and beast. But to all these ba.s.s and complemental parts which make up the _harmony_ there is wanting that connected progress which belongs only to the high voice singing the melody, and it alone moves quickly and lightly in modulations and runs, while all these others have only a slower movement without a connection in each part for itself. The deep ba.s.s moves most slowly, the representative of the crudest ma.s.s. Its rising and falling occurs only by large intervals, in thirds, fourths, fifths, never by _one_ tone, unless it is a base inverted by double counterpoint. This slow movement is also physically essential to it; a quick run or shake in the low notes cannot even be imagined. The higher complemental parts, which are parallel to animal life, move more quickly, but yet without melodious connection and significant progress. The disconnected course of all the complemental parts, and their regulation by definite laws, is a.n.a.logous to the fact that in the whole irrational world, from the crystal to the most perfect animal, no being has a connected consciousness of its own which would make its life into a significant whole, and none experiences a succession of mental developments, none perfects itself by culture, but everything exists always in the same way according to its kind, determined by fixed law. Lastly, in the _melody_, in the high, singing, princ.i.p.al voice leading the whole and progressing with unrestrained freedom, in the unbroken significant connection of _one_ thought from beginning to end representing a whole, I recognise the highest grade of the objectification of will, the intellectual life and effort of man. As he alone, because endowed with reason, constantly looks before and after on the path of his actual life and its innumerable possibilities, and so achieves a course of life which is intellectual, and therefore connected as a whole; corresponding to this, I say, the _melody_ has significant intentional connection from beginning to end. It records, therefore, the history of the intellectually enlightened will. This will expresses itself in the actual world as the series of its deeds; but melody says more, it records the most secret history of this intellectually-enlightened will, pictures every excitement, every effort, every movement of it, all that which the reason collects under the wide and negative concept of feeling, and which it cannot apprehend further through its abstract concepts. Therefore it has always been said that music is the language of feeling and of pa.s.sion, as words are the language of reason. Plato explains it as ? t?? e??? ????s?? e??e??, e? t???

pa??as?? ?ta? ???? ????ta? (_melodiarum motus, animi affectus imitans_), De Leg. vii.; and also Aristotle says: d?a t? ?? ????? ?a? ta e??, f???

??sa, ??es?? e???e (_cur numeri musici et modi, qui voces sunt, moribus similes sese exhibent?_): Probl. c. 19.

Now the nature of man consists in this, that his will strives, is satisfied and strives anew, and so on for ever. Indeed, his happiness and well-being consist simply in the quick transition from wish to satisfaction, and from satisfaction to a new wish. For the absence of satisfaction is suffering, the empty longing for a new wish, languor, _ennui_. And corresponding to this the nature of melody is a constant digression and deviation from the key-note in a thousand ways, not only to the harmonious intervals to the third and dominant, but to every tone, to the dissonant sevenths and to the superfluous degrees; yet there always follows a constant return to the key-note. In all these deviations melody expresses the multifarious efforts of will, but always its satisfaction also by the final return to an harmonious interval, and still more, to the key-note. The composition of melody, the disclosure in it of all the deepest secrets of human willing and feeling, is the work of genius, whose action, which is more apparent here than anywhere else, lies far from all reflection and conscious intention, and may be called an inspiration. The conception is here, as everywhere in art, unfruitful. The composer reveals the inner nature of the world, and expresses the deepest wisdom in a language which his reason does not understand; as a person under the influence of mesmerism tells things of which he has no conception when he awakes. Therefore in the composer, more than in any other artist, the man is entirely separated and distinct from the artist. Even in the explanation of this wonderful art, the concept shows its poverty and limitation. I shall try, however, to complete our a.n.a.logy. As quick transition from wish to satisfaction, and from satisfaction to a new wish, is happiness and well-being, so quick melodies without great deviations are cheerful; slow melodies, striking painful discords, and only winding back through many bars to the keynote are, as a.n.a.logous to the delayed and hardly won satisfaction, sad. The delay of the new excitement of will, languor, could have no other expression than the sustained keynote, the effect of which would soon be unbearable; very monotonous and unmeaning melodies approach this effect. The short intelligible subjects of quick dance-music seem to speak only of easily attained common pleasure. On the other hand, the _Allegro maestoso_, in elaborate movements, long pa.s.sages, and wide deviations, signifies a greater, n.o.bler effort towards a more distant end, and its final attainment. The _Adagio_ speaks of the pain of a great and n.o.ble effort which despises all trifling happiness. But how wonderful is the effect of the _minor_ and _major_! How astounding that the change of half a tone, the entrance of a minor third instead of a major, at once and inevitably forces upon us an anxious painful feeling, from which again we are just as instantaneously delivered by the major.

The _Adagio_ lengthens in the minor the expression of the keenest pain, and becomes even a convulsive wail. Dance-music in the minor seems to indicate the failure of that trifling happiness which we ought rather to despise, seems to speak of the attainment of a lower end with toil and trouble. The inexhaustibleness of possible melodies corresponds to the inexhaustibleness of Nature in difference of individuals, physiognomies, and courses of life. The transition from one key to an entirely different one, since it altogether breaks the connection with what went before, is like death, for the individual ends in it; but the will which appeared in this individual lives after him as before him, appearing in other individuals, whose consciousness, however, has no connection with his.

But it must never be forgotten, in the investigation of all these a.n.a.logies I have pointed out, that music has no direct, but merely an indirect relation to them, for it never expresses the phenomenon, but only the inner nature, the in-itself of all phenomena, the will itself. It does not therefore express this or that particular and definite joy, this or that sorrow, or pain, or horror, or delight, or merriment, or peace of mind; but joy, sorrow, pain, horror, delight, merriment, peace of mind _themselves_, to a certain extent in the abstract, their essential nature, without accessories, and therefore without their motives. Yet we completely understand them in this extracted quintessence. Hence it arises that our imagination is so easily excited by music, and now seeks to give form to that invisible yet actively moved spirit-world which speaks to us directly, and clothe it with flesh and blood, _i.e._, to embody it in an a.n.a.logous example. This is the origin of the song with words, and finally of the opera, the text of which should therefore never forsake that subordinate position in order to make itself the chief thing and the music a mere means of expressing it, which is a great misconception and a piece of utter perversity; for music always expresses only the quintessence of life and its events, never these themselves, and therefore their differences do not always affect it. It is precisely this universality, which belongs exclusively to it, together with the greatest determinateness, that gives music the high worth which it has as the panacea for all our woes. Thus, if music is too closely united to the words, and tries to form itself according to the events, it is striving to speak a language which is not its own. No one has kept so free from this mistake as Rossini; therefore his music speaks _its own language_ so distinctly and purely that it requires no words, and produces its full effect when rendered by instruments alone.

According to all this, we may regard the phenomenal world, or nature, and music as two different expressions of the same thing, which is therefore itself the only medium of their a.n.a.logy, so that a knowledge of it is demanded in order to understand that a.n.a.logy. Music, therefore, if regarded as an expression of the world, is in the highest degree a universal language, which is related indeed to the universality of concepts, much as they are related to the particular things. Its universality, however, is by no means that empty universality of abstraction, but quite of a different kind, and is united with thorough and distinct definiteness. In this respect it resembles geometrical figures and numbers, which are the universal forms of all possible objects of experience and applicable to them all _a priori_, and yet are not abstract but perceptible and thoroughly determined. All possible efforts, excitements, and manifestations of will, all that goes on in the heart of man and that reason includes in the wide, negative concept of feeling, may be expressed by the infinite number of possible melodies, but always in the universal, in the mere form, without the material, always according to the thing-in-itself, not the phenomenon, the inmost soul, as it were, of the phenomenon, without the body. This deep relation which music has to the true nature of all things also explains the fact that suitable music played to any scene, action, event, or surrounding seems to disclose to us its most secret meaning, and appears as the most accurate and distinct commentary upon it. This is so truly the case, that whoever gives himself up entirely to the impression of a symphony, seems to see all the possible events of life and the world take place in himself, yet if he reflects, he can find no likeness between the music and the things that pa.s.sed before his mind. For, as we have said, music is distinguished from all the other arts by the fact that it is not a copy of the phenomenon, or, more accurately, the adequate objectivity of will, but is the direct copy of the will itself, and therefore exhibits itself as the metaphysical to everything physical in the world, and as the thing-in-itself to every phenomenon. We might, therefore, just as well call the world embodied music as embodied will; and this is the reason why music makes every picture, and indeed every scene of real life and of the world, at once appear with higher significance, certainly all the more in proportion as its melody is a.n.a.logous to the inner spirit of the given phenomenon. It rests upon this that we are able to set a poem to music as a song, or a perceptible representation as a pantomime, or both as an opera. Such particular pictures of human life, set to the universal language of music, are never bound to it or correspond to it with stringent necessity; but they stand to it only in the relation of an example chosen at will to a general concept. In the determinateness of the real, they represent that which music expresses in the universality of mere form. For melodies are to a certain extent, like general concepts, an abstraction from the actual. This actual world, then, the world of particular things, affords the object of perception, the special and individual, the particular case, both to the universality of the concepts and to the universality of the melodies. But these two universalities are in a certain respect opposed to each other; for the concepts contain particulars only as the first forms abstracted from perception, as it were, the separated sh.e.l.l of things; thus they are, strictly speaking, _abstracta_; music, on the other hand, gives the inmost kernel which precedes all forms, or the heart of things.

This relation may be very well expressed in the language of the schoolmen by saying the concepts are the _universalia post rem_, but music gives the _universalia ante rem_, and the real world the _universalia in re_. To the universal significance of a melody to which a poem has been set, it is quite possible to set other equally arbitrarily selected examples of the universal expressed in this poem corresponding to the significance of the melody in the same degree. This is why the same composition is suitable to many verses; and this is also what makes the _vaudeville_ possible. But that in general a relation is possible between a composition and a perceptible representation rests, as we have said, upon the fact that both are simply different expressions of the same inner being of the world.

When now, in the particular case, such a relation is actually given, that is to say, when the composer has been able to express in the universal language of music the emotions of will which const.i.tute the heart of an event, then the melody of the song, the music of the opera, is expressive.

But the a.n.a.logy discovered by the composer between the two must have proceeded from the direct knowledge of the nature of the world unknown to his reason, and must not be an imitation produced with conscious intention by means of conceptions, otherwise the music does not express the inner nature of the will itself, but merely gives an inadequate imitation of its phenomenon. All specially imitative music does this; for example, "The Seasons," by Haydn; also many pa.s.sages of his "Creation," in which phenomena of the external world are directly imitated; also all battle-pieces. Such music is entirely to be rejected.

The unutterable depth of all music by virtue of which it floats through our consciousness as the vision of a paradise firmly believed in yet ever distant from us, and by which also it is so fully understood and yet so inexplicable, rests on the fact that it restores to us all the emotions of our inmost nature, but entirely without reality and far removed from their pain. So also the seriousness which is essential to it, which excludes the absurd from its direct and peculiar province, is to be explained by the fact that its object is not the idea, with reference to which alone deception and absurdity are possible; but its object is directly the will, and this is essentially the most serious of all things, for it is that on which all depends. How rich in content and full of significance the language of music is, we see from the repet.i.tions, as well as the _Da capo_, the like of which would be unbearable in works composed in a language of words, but in music are very appropriate and beneficial, for, in order to comprehend it fully, we must hear it twice.

In the whole of this exposition of music I have been trying to bring out clearly that it expresses in a perfectly universal language, in a h.o.m.ogeneous material, mere tones, and with the greatest determinateness and truth, the inner nature, the in-itself of the world, which we think under the concept of will, because will is its most distinct manifestation. Further, according to my view and contention, philosophy is nothing but a complete and accurate repet.i.tion or expression of the nature of the world in very general concepts, for only in such is it possible to get a view of that whole nature which will everywhere be adequate and applicable. Thus, whoever has followed me and entered into my mode of thought, will not think it so very paradoxical if I say, that supposing it were possible to give a perfectly accurate, complete explanation of music, extending even to particulars, that is to say, a detailed repet.i.tion in concepts of what it expresses, this would also be a sufficient repet.i.tion and explanation of the world in concepts, or at least entirely parallel to such an explanation, and thus it would be the true philosophy.

Consequently the saying of Leibnitz quoted above, which is quite accurate from a lower standpoint, may be parodied in the following way to suit our higher view of music: _Musica est exercitium metaphysices occultum nescientis se philosophari animi_; for _scire_, to know, always means to have fixed in abstract concepts. But further, on account of the truth of the saying of Leibnitz, which is confirmed in various ways, music, regarded apart from its aesthetic or inner significance, and looked at merely externally and purely empirically, is simply the means of comprehending directly and in the concrete large numbers and complex relations of numbers, which otherwise we could only know indirectly by fixing them in concepts. Therefore by the union of these two very different but correct views of music we may arrive at a conception of the possibility of a philosophy of number, such as that of Pythagoras and of the Chinese in Y-King, and then interpret in this sense the saying of the Pythagoreans which s.e.xtus Empiricus quotes (adv. Math., L. vii.): t?

a???? de ta pa?t? epe???e? (_numero cuncta a.s.similantur_). And if, finally, we apply this view to the interpretation of harmony and melody given above, we shall find that a mere moral philosophy without an explanation of Nature, such as Socrates wanted to introduce, is precisely a.n.a.logous to a mere melody without harmony, which Rousseau exclusively desired; and, in opposition to this mere physics and metaphysics without ethics, will correspond to mere harmony without melody. Allow me to add to these cursory observations a few more remarks concerning the a.n.a.logy of music with the phenomenal world. We found in the second book that the highest grade of the objectification of will, man, could not appear alone and isolated, but presupposed the grades below him, as these again presupposed the grades lower still. In the same way music, which directly objectifies the will, just as the world does, is complete only in full harmony. In order to achieve its full effect, the high leading voice of the melody requires the accompaniment of all the other voices, even to the lowest ba.s.s, which is to be regarded as the origin of all. The melody itself enters as an integral part into the harmony, as the harmony enters into it, and only thus, in the full harmonious whole, music expresses what it aims at expressing. Thus also the one will outside of time finds its full objectification only in the complete union of all the steps which reveal its nature in the innumerable ascending grades of distinctness. The following a.n.a.logy is also very remarkable. We have seen in the preceding book that notwithstanding the self-adaptation of all the phenomena of will to each other as regards their species, which const.i.tutes their teleological aspect, there yet remains an unceasing conflict between those phenomena as individuals, which is visible at every grade, and makes the world a constant battle-field of all those manifestations of one and the same will, whose inner contradiction with itself becomes visible through it. In music also there is something corresponding to this. A complete, pure, harmonious system of tones is not only physically but arithmetically impossible. The numbers themselves by which the tones are expressed have inextricable irrationality. There is no scale in which, when it is counted, every fifth will be related to the keynote as 2 to 3, every major third as 4 to 5, every minor third as 5 to 6, and so on. For if they are correctly related to the keynote, they can no longer be so to each other; because, for example, the fifth must be the minor third to the third, &c.

For the notes of the scale may be compared to actors who must play now one part, now another. Therefore a perfectly accurate system of music cannot even be thought, far less worked out; and on this account all possible music deviates from perfect purity; it can only conceal the discords essential to it by dividing them among all the notes, _i.e._, by temperament. On this see Chladni"s "Akustik," -- 30, and his "Kurze Uebersicht der Schall- und Klanglehre."(63)

I might still have something to say about the way in which music is perceived, namely, in and through time alone, with absolute exclusion of s.p.a.ce, and also apart from the influence of the knowledge of causality, thus without understanding; for the tones make the aesthetic impression as effect, and without obliging us to go back to their causes, as in the case of perception. I do not wish, however, to lengthen this discussion, as I have perhaps already gone too much into detail with regard to some things in this Third Book, or have dwelt too much on particulars. But my aim made it necessary, and it will be the less disapproved if the importance and high worth of art, which is seldom sufficiently recognised, be kept in mind. For if, according to our view, the whole visible world is just the objectification, the mirror, of the will, conducting it to knowledge of itself, and, indeed, as we shall soon see, to the possibility of its deliverance; and if, at the same time, the world as idea, if we regard it in isolation, and, freeing ourselves from all volition, allow it alone to take possession of our consciousness, is the most joy-giving and the only innocent side of life; we must regard art as the higher ascent, the more complete development of all this, for it achieves essentially just what is achieved by the visible world itself, only with greater concentration, more perfectly, with intention and intelligence, and therefore may be called, in the full significance of the word, the flower of life. If the whole world as idea is only the visibility of will, the work of art is to render this visibility more distinct. It is the _camera obscura_ which shows the objects more purely, and enables us to survey them and comprehend them better. It is the play within the play, the stage upon the stage in "Hamlet."

The pleasure we receive from all beauty, the consolation which art affords, the enthusiasm of the artist, which enables him to forget the cares of life,-the latter an advantage of the man of genius over other men, which alone repays him for the suffering that increases in proportion to the clearness of consciousness, and for the desert loneliness among men of a different race,-all this rests on the fact that the in-itself of life, the will, existence itself, is, as we shall see farther on, a constant sorrow, partly miserable, partly terrible; while, on the contrary, as idea alone, purely contemplated, or copied by art, free from pain, it presents to us a drama full of significance. This purely knowable side of the world, and the copy of it in any art, is the element of the artist. He is chained to the contemplation of the play, the objectification of will; he remains beside it, does not get tired of contemplating it and representing it in copies; and meanwhile he bears himself the cost of the production of that play, _i.e._, he himself is the will which objectifies itself, and remains in constant suffering. That pure, true, and deep knowledge of the inner nature of the world becomes now for him an end in itself: he stops there. Therefore it does not become to him a quieter of the will, as, we shall see in the next book, it does in the case of the saint who has attained to resignation; it does not deliver him for ever from life, but only at moments, and is therefore not for him a path out of life, but only an occasional consolation in it, till his power, increased by this contemplation and at last tired of the play, lays hold on the real. The St. Cecilia of Raphael may be regarded as a representation of this transition. To the real, then, we now turn in the following book.

FOURTH BOOK. THE WORLD AS WILL.

Second Aspect. The a.s.sertion And Denial Of The Will To Live, When Self-Consciousness Has Been Attained.

Tempore quo cognitio simul advenit, amor e medio supersurrexit.-_Oupnek"hat,_ _Studio Anquetil Duperron_, vol. ii. p. 216.

-- 53. The last part of our work presents itself as the most serious, for it relates to the action of men, the matter which concerns every one directly and can be foreign or indifferent to none. It is indeed so characteristic of the nature of man to relate everything else to action, that in every systematic investigation he will always treat the part that has to do with action as the result or outcome of the whole work, so far, at least, as it interests him, and will therefore give his most serious attention to this part, even if to no other. In this respect the following part of our work would, in ordinary language, be called practical philosophy, in opposition to the theoretical, which has occupied us. .h.i.therto. But, in my opinion, all philosophy is theoretical, because it is essential to it that it should retain a purely contemplative att.i.tude, and should investigate, not prescribe. To become, on the contrary, practical, to guide conduct, to transform character, are old claims, which with fuller insight it ought finally to give up. For here, where the worth or worthlessness of an existence, where salvation or d.a.m.nation are in question, the dead conceptions of philosophy do not decide the matter, but the inmost nature of man himself, the Daemon that guides him and that has not chosen him, but been chosen by him, as Plato would say; his intelligible character, as Kant expresses himself. Virtue cannot be taught any more than genius; indeed, for it the concept is just as unfruitful as it is in art, and in both cases can only be used as an instrument. It would, therefore, be just as absurd to expect that our moral systems and ethics will produce virtuous, n.o.ble, and holy men, as that our aesthetics will produce poets, painters, and musicians.

Philosophy can never do more than interpret and explain what is given. It can only bring to distinct abstract knowledge of the reason the nature of the world which in the concrete, that is, as feeling, expresses itself comprehensibly to every one. This, however, it does in every possible reference and from every point of view. Now, as this attempt has been made from other points of view in the three preceding books with the generality that is proper to philosophy, in this book the action of men will be considered in the same way; and this side of the world might, indeed, be considered the most important of all, not only subjectively, as I remarked above, but also objectively. In considering it I shall faithfully adhere to the method I have hitherto followed, and shall support myself by presupposing all that has already been advanced. There is, indeed, just one thought which forms the content of this whole work. I have endeavoured to work it out in all other spheres, and I shall now do so with regard to human action. I shall then have done all that is in my power to communicate it as fully as possible.

The given point of view, and the method of treatment announced, are themselves sufficient to indicate that in this ethical book no precepts, no doctrine of duty must be looked for; still less will a general moral principle be given, an universal receipt, as it were, for the production of all the virtues. Neither shall we talk of an "_absolute ought_," for this contains a contradiction, as is explained in the Appendix; nor yet of a "_law of freedom_," which is in the same position. In general, we shall not speak at all of "ought," for this is how one speaks to children and to nations still in their childhood, but not to those who have appropriated all the culture of a full-grown age. It is a palpable contradiction to call the will free, and yet to prescribe laws for it according to which it ought to will. "Ought to will!"-wooden iron! But it follows from the point of view of our system that the will is not only free, but almighty. From it proceeds not only its action, but also its world; and as the will is, so does its action and its world become. Both are the self-knowledge of the will and nothing more. The will determines itself, and at the same time both its action and its world; for besides it there is nothing, and these are the will itself. Only thus is the will truly autonomous, and from every other point of view it is heteronomous. Our philosophical endeavours can only extend to exhibiting and explaining the action of men in its inner nature and content, the various and even opposite maxims, whose living expression it is. This we shall do in connection with the preceding portion of our work, and in precisely the same way as we have hitherto explained the other phenomena of the world, and have sought to bring their inmost nature to distinct abstract knowledge. Our philosophy will maintain the same _immanency_ in the case of action, as in all that we have hitherto considered. Notwithstanding Kant"s great doctrine, it will not attempt to use the forms of the phenomenon, the universal expression of which is the principle of sufficient reason, as a leaping-pole to jump over the phenomenon itself, which alone gives meaning to these forms, and land in the boundless sphere of empty fictions. But this actual world of experience, in which we are, and which is in us, remains both the material and the limits of our consideration: a world which is so rich in content that even the most searching investigation of which the human mind is capable could not exhaust it. Since then the real world of experience will never fail to afford material and reality to our ethical investigations, any more

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