Totem and Taboo

Chapter 11

When Christianity began its entry into the ancient world it met with the compet.i.tion of the religion of Mithras and for a long time it was doubtful which deity was to be the victor.

The bright figure of the youthful Persian G.o.d has eluded our understanding. Perhaps we may conclude from the ill.u.s.trations of Mithras slaying the steers that he represented the son who carried out the sacrifice of the father by himself and thus released the brothers from their oppressing complicity in the deed. There was another way of allaying this sense of guilt and this is the one that Christ took. He sacrificed his own life and thereby redeemed the brothers from primal sin.

The theory of primal sin is of Orphic origin; it was preserved in the mysteries and thence penetrated into the philosophic schools of Greek antiquity[220]. Men were the descendants of t.i.tans, who had killed and dismembered the young Dionysos-Zagreus; the weight of this crime oppressed them. A fragment of Anaximander says that the unity of the world was destroyed by a primordial crime and everything that issued from it must carry on the punishment for this crime[221]. Although the features of banding together, killing, and dismembering as expressed in the deed of the t.i.tans very clearly recall the totem sacrifice described by St Nilus--as also many other myths of antiquity, for example, the death of Orpheus himself--we are nevertheless disturbed here by the variation according to which a youthful G.o.d was murdered.

In the Christian myth man"s original sin is undoubtedly an offence against G.o.d the Father, and if Christ redeems mankind from the weight of original sin by sacrificing his own life, he forces us to the conclusion that this sin was murder. According to the law of retaliation which is deeply rooted in human feeling, a murder can be atoned only by the sacrifice of another life; the self-sacrifice points to a blood-guilt[222]. And if this sacrifice of one"s own life brings about a reconciliation with G.o.d, the father, then the crime which must be expiated can only have been the murder of the father.

Thus in the Christian doctrine mankind most unreservedly acknowledges the guilty deed of primordial times because it now has found the most complete expiation for this deed in the sacrificial death of the son.

The reconciliation with the father is the more thorough because simultaneously with this sacrifice there follows the complete renunciation of woman, for whose sake mankind rebelled against the father. But now also the psychological fatality of ambivalence demands its rights. In the same deed which offers the greatest possible expiation to the father, the son also attains the goal of his wishes against the father. He becomes a G.o.d himself beside or rather in place of his father. The religion of the son succeeds the religion of the father. As a sign of this subst.i.tution the old totem feast is revived again in the form of communion in which the band of brothers now eats the flesh and blood of the son and no longer that of the father, the sons thereby identifying themselves with him and becoming holy themselves. Thus through the ages we see the ident.i.ty of the totem feast with the animal sacrifice, the theanthropic human sacrifice, and the Christian eucharist, and in all these solemn occasions we recognize the after-effects of that crime which so oppressed men but of which they must have been so proud. At bottom, however, the Christian communion is a new setting aside of the father, a repet.i.tion of the crime that must be expiated. We see how well justified is Frazer"s dictum that "the Christian communion has absorbed within itself a sacrament which is doubtless far older than Christianity"[223].

7

A process like the removal of the primal father by the band of brothers must have left ineradicable traces in the history of mankind and must have expressed itself the more frequently in numerous subst.i.tutive formations the less it itself was to be remembered.[224] I am avoiding the temptation of pointing out these traces in mythology, where they are not hard to find, and am turning to another field in following a hint of S. Reinach in his suggestive treatment of the death of Orpheus[225].

There is a situation in the history of Greek art which is strikingly familiar even if profoundly divergent, to the scene of a totem feast discovered by Robertson Smith. It is the situation of the oldest Greek tragedy. A group of persons, all of the same name and dressed in the same way, surround a single figure upon whose words and actions they are dependent, to represent the chorus and the original single impersonator of the hero. Later developments created a second and a third actor in order to represent opponents in playing, and off-shoots of the hero, but the character of the hero as well as his relation to the chorus remains unchanged. The hero of the tragedy had to suffer; this is to-day still the essential content of a tragedy. He had taken upon himself the so-called "tragic guilt", which is not always easy to explain; it is often not a guilt in the ordinary sense. Almost always it consisted of a rebellion against a divine or human authority and the chorus accompanied the hero with their sympathies, trying to restrain and warn him, and lamented his fate after he had met with what was considered fitting punishment for his daring attempt.

But why did the hero of the tragedy have to suffer, and what was the meaning of his "tragic" guilt? We will cut short the discussion by a prompt answer. He had to suffer because he was the primal father, the hero of that primordial tragedy the repet.i.tion of which here serves a certain tendency, and the tragic guilt is the guilt which he had to take upon himself in order to free the chorus of theirs. The scene upon the stage came into being through purposive distortion of the historical scene or, one is tempted to say, it was the result of refined hypocrisy.

Actually, in the old situation, it was the members of the chorus themselves who had caused the suffering of the hero; here, on the other hand, they exhaust themselves in sympathy and regret, and the hero himself is to blame for his suffering. The crime foisted upon him, namely, presumption and rebellion against a great authority, is the same as that which in the past oppressed the colleagues of the chorus, namely, the band of brothers. Thus the tragic hero, though still against his will, is made the redeemer of the chorus.

When one bears in mind the suffering of the divine goat Dionysos in the performance of the Greek tragedy and the lament of the retinue of goats who identified themselves with him, one can easily understand how the almost extinct drama was reviewed in the Middle Ages in the Pa.s.sion of Christ.

In closing this study, which has been carried out in extremely condensed form, I want to state the conclusion that the beginnings of religion, ethics, society, and art meet in the Oedipus complex. This is in entire accord with the findings of psychoa.n.a.lysis, namely, that the nucleus of all neuroses as far as our present knowledge of them goes is the Oedipus complex. It comes as a great surprise to me that these problems of racial psychology can also be solved through a single concrete instance, such as the relation to the father. Perhaps another psychological problem must be included here. We have so frequently had occasion to show the ambivalence of emotions in its real sense, that is to say the coincidence of love and hate towards the same object, at the root of important cultural formations. We know nothing about the origin of this ambivalence. It may be a.s.sumed to be a fundamental phenomenon of our emotional life. But the other possibility seems to me also worthy of consideration: that ambivalence, originally foreign to our emotional life was acquired by mankind from the father complex[226], where psychoa.n.a.lytic investigation of the individual to-day still reveals the strongest expression of it[227].

Before closing we must take into account that the remarkable convergence reached in these ill.u.s.trations, pointing to a single inclusive relation, ought not to blind us to the uncertainties of our a.s.sumptions and to the difficulties of our conclusions. Of these difficulties I will point out only two which must have forced themselves upon many readers.

In the first place it can hardly have escaped any one that we base everything upon the a.s.sumption of a psyche of the ma.s.s in which psychic processes occur as in the psychic life of the individual. Moreover, we let the sense of guilt for a deed survive for thousands of years, remaining effective in generations which could not have known anything of this deed. We allow an emotional process such as might have arisen among generations of sons that had been ill-treated by their fathers, to continue to new generations which had escaped such treatment by the very removal of the father. These seem indeed to be weighty objections and any other explanation which can avoid such a.s.sumptions would seem to merit preference.

But further consideration shows that we ourselves do not have to carry the whole responsibility for such daring. Without the a.s.sumption of a ma.s.s psyche, or a continuity in the emotional life of mankind which permits us to disregard the interruptions of psychic acts through the transgression of individuals, social psychology could not exist at all.

If psychic processes of one generation did not continue in the next, if each had to acquire its att.i.tude towards life afresh, there would be no progress in this field and almost no development. We are now confronted by two new questions: how much can be attributed to this psychic continuity within the series of generations, and what ways and means does a generation use to transfer its psychic states to the next generation? I do not claim that these problems have been sufficiently explained or that direct communication and tradition, of which one immediately thinks, are adequate for the task. Social psychology is in general little concerned with the manner in which the required continuity in the psychic life of succeeding generations is established.

A part of the task seems to be performed by the inheritance of psychic dispositions which, however, need certain incentives in the individual life in order to become effective. This may be the meaning of the poet"s words: "Strive to possess yourself of what you have inherited from your ancestors." The problem would appear more difficult if we could admit that there are psychic impulses which can be so completely suppressed that they leave no traces whatsoever behind them. But that does not exist. The greatest suppression must leave room for distorted subst.i.tutions and their resulting reactions. But in that case we may a.s.sume that no generation is capable of concealing its more important psychic processes from the next. For psychoa.n.a.lysis has taught us that in his unconscious psychic activity every person possesses an apparatus which enables him to interpret the reactions of others, that is to say, to straighten out the distortions which the other person has affected in the expression of his feelings. By this method of unconscious understanding of all customs, ceremonies, and laws which the original relation to the primal father had left behind, later generations may also have succeeded in taking over this legacy of feelings.

There is another objection which the a.n.a.lytic method of thought itself might raise.

We have interpreted the first rules of morality and moral restrictions of primitive society as reactions to a deed which gave the authors of it the conception of crime. They regretted this deed and decided that it should not be repeated and that its execution must bring no gain. This creative sense of guilt has not become extinct with us. We find its asocial effects in neurotics producing new rules of morality and continued restrictions, in expiation for misdeeds committed, or as precautions against misdeeds to be committed[228]. But when we examine these neurotics for the deeds which have called forth such reactions, we are disappointed. We do not find deeds, but only impulses and feelings which sought evil but which were restrained from carrying it out. Only psychic realities and not actual ones are at the basis of the neurotics"

sense of guilt. It is characteristic of the neurosis to put a psychic reality above an actual one and to react as seriously to thoughts as the normal person reacts only towards realities.

May it not be true that the case was somewhat the same with primitive men? We are justified in ascribing to them an extraordinary over-valuation of their psychic acts as a partial manifestation of their narcistic organization[229]. According to this the mere impulses of hostility towards the father and the existence of the wish phantasy to kill and devour him may have sufficed to bring about the moral reaction which has created totemism and taboo. We should thus escape the necessity of tracing back the beginning of our cultural possession, of which we rightly are so proud, to a horrible crime which wounds all our feelings. The causal connexion, which stretches from that beginning to the present time, would not be impaired, for the psychic reality would be of sufficient importance to account for all those consequences. It may be agreed that a change has really taken place in the form of society from the father horde to the brother clan. This is a strong argument, but it is not conclusive. The change might have been accomplished in a less violent manner and still have conditioned the appearance of the moral reaction. As long as the pressure of the primal father was felt the hostile feelings against him were justified and repentance at these feelings had to wait for another opportunity. Of as little validity is the second objection, that everything derived from the ambivalent relation to the father, namely taboos, and rules of sacrifice, is characterized by the highest seriousness and by complete reality. The ceremonials and inhibitions of compulsion neurotics exhibit this characteristic too and yet they go back to a merely psychic reality, to resolution and not to execution. We must beware of introducing the contempt for what is merely thought or wished which characterizes our sober world where there are only material values, into the world of primitive man and the neurotic, which is full of inner riches only.

We face a decision here which is really not easy. But let us begin by acknowledging that the difference which may seem fundamental to others does not, in our judgment, touch the most important part of the subject.

If wishes and impulses have the full value of fact for primitive man, it is for us to follow such a conception intelligently instead of correcting it according to our standard. But in that case we must scrutinize more closely the prototype of the neurosis itself which is responsible for having raised this doubt. It is not true that compulsion neurotics, who to-day are under the pressure of over-morality, defend themselves only against the psychic reality of temptations and punish themselves for impulses which they have only felt. A piece of historic reality is also involved; in their childhood these persons had nothing but evil impulses and as far as their childish impotence permitted they put them into action. Each of these over-good persons had a period of badness in his childhood, and a perverse phase as a fore-runner and a premise of the latter over morality. The a.n.a.logy between primitive men and neurotics is therefore much more fundamentally established if we a.s.sume that with the former, too, the psychic reality, concerning whose structure there is no doubt, originally coincided with the actual reality, and that primitive men really did what according to all testimony they intended to do.

But we must not let our judgment about primitive men be influenced too far by the a.n.a.logy with neurotics. Differences must also be taken into account. Of course the sharp division between thinking and doing as we draw it does not exist either with savages or with neurotics. But the neurotic is above all inhibited in his actions; with him the thought is a complete subst.i.tute for the deed. Primitive man is not inhibited, the thought is directly converted into the deed, the deed is for him so to speak rather a subst.i.tute for the thought, and for that reason I think we may well a.s.sume in the case we are discussing, though without vouching for the absolute certainty of the decision, that "In the beginning was the deed".

THE END

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FOOTNOTES:

[1] Jung: _Wandlungen and Symbole der Libido_ (Transformations and Symbols of the Libido) translated by Dr. Beatrice Hinkle under the t.i.tle _The Psychology of the Unconscious_, and _Principles of Psychoa.n.a.lysis, Nervous and Mental Diseases_.

[2] _The History of the Psychoa.n.a.lytic Movement_, translated by A. A.

Brill.

[3] _Selected Papers on Hysteria and other Psychoneuroses_, translated by A. A. Brill.

[4] _The Psychopathology of Everyday Life_, translated by A. A. Brill.

[5] Translated by A. A. Brill.

[6] _Wit and Its Relations to the Unconscious_, translated by A. A.

Brill.

[7] Freud: _Leonardo Da Vinci_, translated by A. A. Brill.

[8] Cf. the works of Abraham, Spielrein, Jung, and Rank.

[9] Frazer, _Totemism and Exogamy_, Vol. I, p. 53. "The totem bond is stronger than the bond of blood or family in the modern sense."

[10] This very brief extract of the totemic system cannot be left without some elucidation and without discussing its limitations. The name Totem or Totam was first learned from the North American Indians by the Englishman, J. Long, in 1791. The subject has gradually acquired great scientific interest and has called forth a copious literature. I refer especially to _Totemism and Exogamy_ by J. G. Frazer, 4 vols., 1910, and the books and articles of Andrew Lang (_The Secret of Totem_, 1905). The credit for having recognized the significance of totemism for the ancient history of man belongs to the Scotchman, J. Ferguson MacLennan (_Fortnightly Review_, 1869-70). Exterior to Australia, totemic inst.i.tutions were found and are still observed among North American Indians, as well as among the races of the Polynesian Islands group, in East India, and in a large part of Africa. Many traces and survivals otherwise hard to interpret lead to the conclusion that totemism also once existed among the aboriginal Aryan and Semitic races of Europe, so that many investigators are inclined to recognize in totemism a necessary phase of human development through which every race has pa.s.sed.

How then did prehistoric man come to acquire a totem; that is, how did he come to make his descent from this or that animal foundation of his social duties and, as we shall hear, of his s.e.xual restrictions as well?

Many different theories have been advanced to explain this, a review of which the reader may find in Wundt"s _Voelkerpsychologie_ (Vol. II: _Mythus und Religion_).

I promise soon to make the problem of totemism a subject of special study in which an effort will be made to solve it by applying the psychoa.n.a.lytic method. (Cf. The fourth chapter of this work.)

Not only is the theory of totemism controversial, but the very facts concerning it are hardly to be expressed in such general statements as were attempted above. There is hardly an a.s.sertion to which one would not have to add exceptions and contradictions. But it must not be forgotten that even the most primitive and conservative races are, in a certain sense, old, and have a long period behind them during which whatsoever was aboriginal with them has undergone much development and distortion. Thus among those races who still evince it, we find totemism to-day in the most manifold states of decay and disintegration; we observe that fragments of it have pa.s.sed over to other social and religious inst.i.tutions; or it may exist in fixed forms but far removed from its original nature. The difficulty then consists in the fact that it is not altogether easy to decide what in the actual conditions is to be taken as a faithful copy of the significant past and what is to be considered as a secondary distortion of it.

[11] Frazer, _l.c._, p. 54.

[12] But the father, who is a Kangaroo, is free--at least under this prohibition--to commit incest with his daughters, who are Emu. In the case of paternal inheritance of the totem the father would be Kangaroo as well as the children; then incest with the daughters would be forbidden to the father and incest with the mother would be left open to the son. These consequences of the totem prohibition seem to indicate that the maternal inheritance is older than the paternal one, for there are grounds for a.s.suming that the totem prohibitions are directed first of all against the incestuous desires of the son.

[13] Second edition, 1902.

[14] _The Native Tribes of Central Australia_ (London, 1899).

[15] The number of totems is arbitrarily chosen.

[16] Article _Totemism_ in _Encyclopedia Britannica_, eleventh edition, 1911 (A. Lang).

[17] Storfer has recently drawn special attention to this point in his monograph: _Parricide as a Special Case._ _Papers on Applied Psychic Investigation_, No. 12 (Vienna, 1911).

[18] R. H. Codrington, _The Melanesians_, also Frazer _Totemism and Exogamy_, Vol. I, p. 77.

[19] Frazer, _l.c._, II, p. 124, according to Kleintischen: _The Inhabitants of the Coast of the Gazelle Peninsula_.

[20] Frazer, _l.c._, II, p. 131, according to P. G. Peckel in _Anthropes_, 1908.

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