Totem and Taboo

Chapter 4

It seems like an obvious contradiction that persons of such perfection of power should themselves require the greatest care to guard them against threatening dangers, but this is not the only contradiction revealed in the treatment of royal persons on the part of savages. These races consider it necessary to watch over their kings to see that they use their powers in the right way; they are by no means sure of their good intentions or of their conscientiousness. A strain of mistrust is mingled with the motivation of the taboo rules for the king. "The idea that early kingdoms are despotisms", says Frazer[59], "in which the people exist only for the sovereign, is wholly inapplicable to the monarchies we are considering. On the contrary, the sovereign in them exists only for his subjects: his life is only valuable so long as he discharges the duties of his position by ordering the course of nature for his people"s benefit. So soon as he fails to do so, the care, the devotion, the religious homage which they had hitherto lavished on him cease and are changed into hatred and contempt; he is ignominiously dismissed and may be thankful if he escapes with his life. Worshipped as a G.o.d one day, he is killed as a criminal the next. But in this changed behaviour of the people there is nothing capricious or inconsistent. On the contrary, their conduct is quite consistent. If their king is their G.o.d he is or should be, also their preserver; and if he will not preserve them he must make room for another who will. So long, however, as he answers their expectations, there is no limit to the care which they take of him, and which they compel him to take of himself. A king of this sort lives hedged in by ceremonious etiquette, a network of prohibitions and observances, of which the intention is not to contribute to his dignity, much less to his comfort, but to restrain him from conduct which, by disturbing the harmony of nature, might involve himself, his people, and the universe in one common catastrophe. Far from adding to his comfort, these observances, by trammelling his every act, annihilate his freedom and often render the very life, which it is their object to preserve, a burden and sorrow to him."

One of the most glaring examples of thus fettering and paralysing a holy ruler through taboo ceremonial seems to have been reached in the life routine of the Mikado of j.a.pan, as it existed in earlier centuries. A description which is now over two hundred years old[60] relates: "He thinks that it would be very prejudicial to his dignity and holiness to touch the ground with his feet; for this reason when he intends to go anywhere, he must be carried thither on men"s shoulders. Much less will they suffer that he should expose his sacred person to the open air, and the sun is not thought worthy to shine on his head. There is such a holiness ascribed to all the parts of his body that he dares to cut off neither his hair, nor his beard, nor his nails. However, lest he should grow too dirty, they may clean him in the night when he is asleep; because they say that what is taken from his body at that time, hath been stolen from him, and that such a theft does not prejudice his holiness or dignity. In ancient times, he was obliged to sit on the throne for some hours every morning, with the imperial crown on his head; but to sit altogether like a statue without stirring either hands or feet, head or eyes, nor indeed any part of his body, because by this means it was thought that he could preserve peace and tranquillity in his empire; for if unfortunately, he turned himself on one side or other, or if he looked a good while towards any part of his dominion, it was apprehended that war, famine, fire or some other great misfortune was near at hand to desolate the country."

Some of the taboos to which barbarian kings are subject vividly recall the restrictions placed on murderers. On Shark Point at Cape Padron in Lower Guinea (West Africa), a priest-king called Kukulu lives alone in a woods. He is not allowed to touch a woman or to leave his house and cannot even rise out of his chair, in which he must sleep in a sitting position. If he should lie down the wind would cease and shipping would be disturbed. It is his function to keep storms in check, and in general, to see to an even, healthy condition of the atmosphere[61]. The more powerful a king of Loango is, says Bastian, the more taboos he must observe. The heir to the throne is also bound to them from childhood on; they acc.u.mulate about him while he is growing up, and by the time of his accession he is suffocated by them.

Our interest in the matter does not require us to take up more s.p.a.ce to describe more fully the taboos that cling to royal and priestly dignity.

We merely add that restrictions as to freedom of movement and diet play the main role among them. But two examples of taboo ceremonial taken from civilized nations, and therefore from much higher stages of culture, will indicate to what an extent a.s.sociation with these privileged persons tends to preserve ancient customs.

The Flamen _Dialis_, the high-priest of Jupiter in Rome, had to observe an extraordinarily large number of taboo rules. He was not allowed to ride, to see a horse or an armed man, to wear a ring that was not broken, to have a knot in his garments, to touch wheat flour or leaven, or even to mention by name a goat, a dog, raw meat, beans and ivy; his hair could only be cut by a free man and with a bronze knife, his hair combings and nail parings had to be buried under a lucky tree; he could not touch the dead, go into the open with bare head, and similar prohibitions. His wife, the Flaminica, also had her own prohibitions: she was not allowed to ascend more than three steps on a certain kind of stairs and on certain holidays she could not comb her hair; the leather for her shoes could not be taken from any animal that had died a natural death but only from one that had been slaughtered or sacrificed; when she heard thunder she was unclean until she had made an expiatory sacrifice[62].

The old kings of Ireland were subject to a series of very curious restrictions, the observance of which was expected to bring every blessing to the country while their violation entailed every form of evil. The complete description of these taboos is given in the _Book of Rights_, of which the oldest ma.n.u.script copies bear the dates 1890 and 1418. The prohibitions are very detailed and concern certain activities at specified places and times; in some cities, for instance, the king cannot stay on a certain day of the week, while at some specified hour this or that river may not be crossed, or again there is a plane on which he cannot camp a full nine days, etc.[63]

Among many savage races the severity of the taboo restrictions for the priest-kings has had results of historic importance which are especially interesting from our point of view. The honour of being a priest-king ceased to be desirable; the person in line for the succession often used every means to escape it. Thus in Combodscha, where there is a fire and water king, it is often necessary to use force to compel the successor to accept the honour. On Niue or Savage Island, a coral island in the Pacific Ocean, monarchy actually came to an end because n.o.body was willing to undertake the responsible and dangerous office. In some parts of West Africa a general council is held after the death of the king to determine upon the successor. The man on whom the choice falls is seized, tied and kept in custody in the fetish house until he has declared himself willing to accept the crown. Sometimes the presumptive successor to the throne finds ways and means to avoid the intended honour; thus it is related of a certain chief that he used to go armed day and night and resist by force every attempt to place him on the throne[64]. Among the negroes of Sierra Leone the resistance against accepting the kingly honour was so great that most of the tribes were compelled to make strangers their kings.

Frazer makes these conditions responsible for the fact that in the development of history a separation of the original priest-kingship into a spiritual and a secular power finally took place. Kings, crushed by the burden of their holiness, became incapable of exercising their power over real things and had to leave this to inferior but executive persons who were willing to renounce the honours of royal dignity. From these there grew up the secular rulers, while the spiritual over-lordship, which was now of no practical importance, was left to the former taboo kings. It is well known to what extent this hypothesis finds confirmation in the history of old j.a.pan.

A survey of the picture of the relations of primitive peoples to their rulers gives rise to the expectation that our advance from description to psychoa.n.a.lytic understanding will not be difficult. These relations are of an involved nature and are not free from contradictions. Rulers are granted great privileges which are practically cancelled by taboo prohibitions in regard to other privileges. They are privileged persons, they can do or enjoy what is withheld from the rest through taboo. But in contrast to this freedom they are restricted by other taboos which do not affect the ordinary individual. Here, therefore, is the first contrast, which amounts almost to a contradiction, between an excess of freedom and an excess of restriction as applied to the same persons.

They are credited with extraordinary magic powers, and contact with their person or their property is therefore feared, while on the other hand the most beneficial effect is expected from these contacts. This seems to be a second and an especially glaring contradiction; but we have already learned that it is only apparent. The king"s touch, exercised by him with benevolent intention, heals and protects; it is only when a common man touches the king or his royal effects that the contact becomes dangerous, and this is probably because the act may recall aggressive tendencies. Another contradiction which is not so easily solved is expressed in the fact that great power over the processes of nature is ascribed to the ruler and yet the obligation is felt to guard him with especial care against threatening dangers, as if his own power, which can do so much, were incapable of accomplishing this. A further difficulty in the relation arises because there is no confidence that the ruler will use his tremendous power to the advantage of his subjects as well as for his own protection; he is therefore distrusted and surveillance over him is considered to be justified. The taboo etiquette, to which the life of the king is subject, simultaneously serves all these objects of exercising a tutelage over the king, of guarding him against dangers and of guarding his subjects against danger which he brings to them.

We are inclined to give the following explanation of the complicated and contradictory relation of the primitive peoples to their rulers. Through superst.i.tion as well as through other motives, various tendencies find expression in the treatment of kings, each of which is developed to the extreme without regard to the other. As a result of this, contradictions arise at which the intellect of savages takes no more offence than a highly civilized person would as long as it is only a question of religious matters or of "loyalty".

That would be so far so good; but the psychoa.n.a.lytic technique may enable us to penetrate more deeply into the matter and to add something about the nature of these various tendencies. If we subject the facts as stated to a.n.a.lysis, just as if they formed the symptoms of a neurosis, our first attention would be directed to the excess of anxious worry which is said to be the cause of the taboo ceremonial. The occurrence of such excessive tenderness is very common in the neurosis and especially in the compulsion neurosis upon which we are drawing primarily for our comparison. We now thoroughly understand the origin of this tenderness.

It occurs wherever, besides the predominant tenderness, there exists a contrary but unconscious stream of hostility, that is to say, wherever the typical case of an ambivalent affective att.i.tude is realized. The hostility is then cried down by an excessive increase of tenderness which is expressed as anxiety and becomes compulsive because otherwise it would not suffice for its task of keeping the unconscious opposition in a state of repression. Every psychoa.n.a.lyst knows how infallibly this anxious excess of tenderness can be resolved even under the most improbable circ.u.mstances, as for instance, when it appears between mother and child, or in the case of affectionate married people. Applied to the treatment of privileged persons this theory of an ambivalent feeling would reveal that their veneration, their very deification, is opposed in the unconscious by an intense hostile tendency, so that, as we had expected, the situation of an ambivalent feeling is here realized. The distrust which certainly seems to contribute to the motivation of the royal taboo, would be another direct manifestation of the same unconscious hostility. Indeed the ultimate issues of this conflict show such a diversity among different races that we would not be at a loss for examples in which the proof of such hostility would be much easier. We learn from Frazer[65] that the savage Timmes of Sierra Leone reserve the right to administer a beating to their elected king on the evening before his coronation, and that they make use of this const.i.tutional right with such thoroughness that the unhappy ruler sometimes does not long survive his accession to the throne; for this reason the leaders of the race have made it a rule to elect some man against whom they have a particular grudge. Nevertheless, even in such glaring cases the hostility is not acknowledged as such, but is expressed as if it were a ceremonial.

Another trait in the att.i.tude of primitive races towards their rulers recalls a mechanism which is universally present in mental disturbances, and is openly revealed in the so-called delusions of persecution. Here the importance of a particular person is extraordinarily heightened and his omnipotence is raised to the improbable in order to make it easier to attribute to him the responsibility for everything painful which happens to the patient. Savages really do not act differently towards their rulers when they ascribe to them power over rain and shine, wind and weather, and then dethrone or kill them because nature has disappointed their expectation of a good hunt or a ripe harvest. The prototype which the paranoiac reconstructs in his persecution mania, is found in the relation of the child to its father. Such omnipotence is regularly attributed to the father in the imagination of the son, and distrust of the father has been shown to be intimately connected with the highest esteem for him. When a paranoiac names a person of his acquaintance as his "persecutor", he thereby elevates him to the paternal succession and brings him under conditions which enable him to make him responsible for all the misfortune which he experiences. Thus this second a.n.a.logy between the savage and the neurotic may allow us to surmise how much in the relation of the savage to his ruler arises from the infantile att.i.tude of the child to its father.

But the strongest support for our point of view, which seeks to compare taboo prohibitions with neurotic symptoms, is to be found in the taboo ceremonial itself, the significance of which for the status of kinship has already been the subject of our previous discussion. This ceremonial unmistakably reveals its double meaning and its origin from ambivalent tendencies if only we are willing to a.s.sume that the effects it produces are those which it intended from the very beginning. It not only distinguishes kings and elevates them above all ordinary mortals, but it also makes their life a torture and an unbearable burden and forces them into a thraldom which is far worse than that of their subjects. It would thus be the correct counterpart to the compulsive action of the neurosis, in which the suppressed impulse and the impulse which suppresses it meet in mutual and simultaneous satisfaction. The compulsive action is nominally a protection against the forbidden action; but we would say that actually it is a repet.i.tion of what is forbidden. The word "nominally" is here applied to the conscious whereas the word "actually" applies to the unconscious instance of the psychic life. Thus also the taboo ceremonial of kings is nominally an expression of the highest veneration and a means of guarding them; actually it is the punishment for their elevation, the revenge which their subjects take upon them. The experiences which Cervantes makes Sancho Panza undergo as governor on his island have evidently made him recognize this interpretation of courtly ceremonial as the only correct one. It is very possible that this point would be corroborated if we could induce kings and rulers of to-day to express themselves on this point.

Why the emotional att.i.tude towards rulers should contain such a strong unconscious share of hostility is a very interesting problem which, however, exceeds the scope of this book. We have already referred to the infantile father-complex; we may add that an investigation of the early history of kingship would bring the decisive explanations. Frazer has an impressive discussion of the theory that the first kings were strangers who, after a short reign, were destined to be sacrificed at solemn festivals as representatives of the deity; but Frazer himself does not consider his facts altogether convincing[66]. Christian myths are said to have been still influenced by the after-effects of this evolution of kings.

(_C_) THE TABOO OF THE DEAD

We know that the dead are mighty rulers: we may be surprised to learn that they are regarded as enemies.

Among most primitive people the taboo of the dead displays, if we may keep to our infection a.n.a.logy, a peculiar virulence. It manifests itself in the first place, in the consequences which result from contact with the dead, and in the treatment of the mourners for the dead. Among the Maori any one who had touched a corpse or who had taken part in its interment, became extremely unclean and was almost cut off from intercourse with his fellow beings; he was, as we say, boycotted. He could not enter a house, or approach persons or objects without infecting them with the same properties. He could not even touch his food with his own hands, which were now unclean and therefore quite useless to him. His food was put on the ground and he had no alternative except to seize it as best he could, with his lips and teeth, while he held his hands behind on his back. Occasionally he could be fed by another person who helped him to his food with outstretched arms so as not to touch the unfortunate one himself, but this a.s.sistant was then in turn subjected to almost equally oppressive restrictions. Almost every village contained some altogether disreputable individual, ostracized by society, whose wretched existence depended upon people"s charity. This creature alone was allowed within arm"s length of a person who had fulfilled the last duty towards the deceased. But as soon as the period of segregation was over and the person rendered unclean through the corpse could again mingle with his fellow-beings, all the dishes which he had used during the dangerous period were broken and all his clothing was thrown away.

The taboo customs after bodily contact with the dead are the same all over Polynesia, in Melanesia, and in a part of Africa; their most constant feature is the prohibition against handling one"s food and the consequent necessity of being fed by somebody else. It is noteworthy that in Polynesia, or perhaps only in Hawaii[67], priest-kings were subject to the same restrictions during the exercise of holy functons.

In the taboo of the dead on the Island of Tonga the abatement and gradual abolition of the prohibitions through the individual"s own taboo power are clearly shown. A person who touched the corpse of a dead chieftain was unclean for ten months; but if he was himself a chief, he was unclean for only three, four, or five months, according to the rank of the deceased; if it was the corpse of the idolized head-chief even the greatest chiefs became taboo for ten months. These savages are so certain that any one who violates these taboo rules must become seriously ill and die, that according to the opinion of an observer, they have never yet dared to convince themselves of the contrary[68].

The taboo restrictions imposed upon persons whose contact with the dead is to be understood in the transferred sense, namely the mourning relatives such as widows and widowers, are essentially the same as those mentioned above, but they are of greater interest for the point we are trying to make. In the rules. .h.i.therto mentioned we see only the typical expression of the virulence and power of diffusion of the taboo; in those about to be cited we catch a gleam of the motives, including both the ostensible ones and those which may be regarded as the underlying and genuine motives.

Among the Shuswap in British-Columbia widows and widowers have to remain segregated during their period of mourning; they must not use their hands to touch the body or the head and all utensils used by them must not be used by any one else. No hunter will want to approach the hut in which such mourners live, for that would bring misfortune; if the shadow of one of the mourners should fall on him he would become ill.

The mourners sleep on thorn bushes, with which they also surround their beds. This last precaution is meant to keep off the spirit of the deceased; plainer still is the reported custom of other North American tribes where the widow, after the death of her husband, has to wear a kind of trousers of dried gra.s.s in order to make herself inaccessible to the approach of the spirit. Thus it is quite obvious that touching "in the transferred sense" is after all understood only as bodily contact, since the spirit of the deceased does not leave his kin and does not desist from "hovering about them", during the period of mourning.

Among the Agutainos, who live on Palawan, one of the Philippine Islands, a widow may not leave her hut for the first seven or eight days after her husband"s death, except at night, when she need not expect encounters. Whoever sees her is in danger of immediate death and therefore she herself warns others of her approach by hitting the trees with a wooden stick with every step she takes; these trees all wither.

Another observation explains the nature of the danger inherent in a widow. In the district of Mekeo, British New Guinea, a widower forfeits all civil rights and lives like an outlaw. He may not tend a garden, or show himself in public, or enter the village or go on the street. He slinks about like an animal, in the high gra.s.s or in the bushes, and must hide in a thicket if he sees anybody, especially a woman, approaching. This last hint makes it easy for us to trace back the danger of the widower or widow to the danger of temptation. The husband who has lost his wife must evade the desire for a subst.i.tute; the widow has to contend with the same wish, and beside this, she may arouse the desire of other men because she is without a master. Every such satisfaction through a subst.i.tute runs contrary to the intention of mourning and would cause the anger of the spirit to flare up[69].

One of the most surprising, but at the same time one of the most instructive taboo customs of mourning among primitive races is the prohibition against p.r.o.nouncing the _name_ of the deceased. This is very widespread, and has been subjected to many modifications with important consequences.

Aside from the Australians and the Polynesians, who usually show us taboo customs in their best state of preservation, we also find this prohibition among races so far apart and unrelated to each other as the Samojedes in Siberia and the Todas in South India, the Mongolians of Tartary and the Tuaregs of the Sahara, the Aino of j.a.pan and the Akamba and Nandi in Central Africa, the Tinguanes in the Philippines and the inhabitants of the Nikobari Islands and of Madagascar and Borneo[70].

Among some of these races the prohibition and its consequences hold good only for the period of mourning while in others it remains permanent; but in all cases it seems to diminish with the lapse of time after the death.

The avoidance of the name of the deceased is as a rule kept up with extraordinary severity. Thus, among many South American tribes, it is considered the gravest insult to the survivors to p.r.o.nounce the name of the deceased in their presence, and the penalty set for it is no less than that for the slaying itself[71]. At first it is not easy to guess why the mention of the name should be so abominated, but the dangers a.s.sociated with it have called into being a whole series of interesting and important expedients to avoid this. Thus the Masai in Africa have hit upon the evasion of changing the name of the deceased immediately upon his death; he may now be mentioned without dread by this new name, while all the prohibitions remain attached to the old name. It seems to be a.s.sumed that the ghost does not know his new name and will not find it out. The Australian tribes on Adelaide and Encounter Bay are so consistently cautious that when a death occurs almost every person who has the same name as the deceased or a very similar one, exchanges it for another. Sometimes by a further extension of the same idea as seen among several tribes in Victoria and in North America all the relatives of the deceased change their names regardless of whether their names resemble the name of the deceased in sound. Among the Guaycuru in Paraguay the chief used to give new names to all the members of the tribe, on such sad occasions, which they then remembered as if they had always had them[72].

Furthermore, if the deceased had the same name as an animal or object, etc., some of the races just enumerated thought it necessary to give these animals and objects new names, in order not to be reminded of the deceased when they mentioned them. Through this there must have resulted a never ceasing change of vocabulary, which caused a good deal of difficulty for the missionaries, especially where the interdiction upon a name was permanent. In the seven years which the missionary Dobrizhofer spent among the Abipons in Paraguay, the name for jaguar was changed three times and the words for crocodile, thorns and animal slaughter underwent a similar fate[73]. But the dread of p.r.o.nouncing a name which has belonged to a deceased person extends also to the mention of everything in which the deceased had any part, and a further important result of this process of suppression is that these races have no tradition or any historical reminiscences, so that we encounter the greatest difficulties in investigating their past history. Among a number of these primitive races compensating customs have also been established in order to re-awaken the names of the deceased after a long period of mourning; they are bestowed upon children who were regarded as reincarnations of the dead.

The strangeness of this taboo on names diminishes if we bear in mind that the savage looks upon his name as an essential part and an important possession of his personality, and that he ascribes the full significance of things to words. Our children do the same, as I have shown elsewhere, and therefore they are never satisfied with accepting a meaningless verbal similarity, but consistently conclude that when two things have identical names a deeper correspondence between them must exist. Numerous peculiarities of normal behaviour may lead civilized man to conclude that he too is not yet as far removed as he thinks from attributing the importance of things to mere names and feeling that his name has become peculiarly identified with his person. This is corroborated by psychoa.n.a.lytic experiences, where there is much occasion to point out the importance of names in unconscious thought activity[74]. As was to be expected, the compulsion neurotics behave just like savages in regard to names. They show the full "complex sensitiveness" towards the utterance and hearing of special words (as do also other neurotics) and derive a good many, often serious, inhibitions from their treatment of their own name. One of these taboo patients whom I knew, had adopted the avoidance of writing down her name for fear that it might get into somebody"s hands who thus would come into possession of a piece of her personality. In her frenzied faithfulness, which she needed to protect herself against the temptations of her phantasy, she had created for herself the commandment, "not to give away anything of her personality". To this belonged first of all her name, then by further application her hand-writing, so that she finally gave up writing.

Thus it no longer seems strange to us that savages should consider a dead person"s name as a part of his personality and that it should be subjected to the same taboo as the deceased. Calling a dead person by name can also be traced back to contact with him, so that we can turn our attention to the more inclusive problem of why this contact is visited with such a severe taboo.

The nearest explanation would point to the natural horror which a corpse inspires, especially in view of the changes so soon noticeable after death. Mourning for a dead person must also be considered as a sufficient motive for everything which has reference to him. But horror of the corpse evidently does not cover all the details of taboo rules, and mourning can never explain to us why the mention of the dead is a severe insult to his survivors. On the contrary, mourning loves to preoccupy itself with the deceased, to elaborate his memory, and preserve it for the longest possible time. Something besides mourning must be made responsible for the peculiarities of taboo customs, something which evidently serves a different purpose. It is this very taboo on names which reveals this still unknown motive, and if the customs did not tell us about it we would find it out from the statements of the mourning savages themselves.

For they do not conceal the fact that they fear the presence and the return of the spirit of a dead person; they practise a host of ceremonies to keep him off and banish him[75]. They look upon the mention of his name as a conjuration which must result in his immediate presence[76]. They therefore consistently do everything to avoid conjuring and awakening a dead person. They disguise themselves in order that the spirit may not recognize them[77], they distort either his name or their own, and become infuriated when a ruthless stranger incites the spirit against his survivors by mentioning his name. We can hardly avoid the conclusion that they suffer, according to Wundt"s expression, from the fear of "his soul now turned into a demon,"[78].

With this understanding we approach Wundt"s conception who, as we have heard, sees the nature of taboo in the fear of demons.

The a.s.sumption which this theory makes, namely, that immediately after death the beloved member of a family becomes a demon, from whom the survivors have nothing but hostility to expect, so that they must protect themselves by every means from his evil desires, is so peculiar that our first impulse is not to believe it. Yet almost all competent authors agree as to this interpretation of primitive races.

Westermarck[79], who, in my opinion, gives altogether too little consideration to taboo, makes this statement: "On the whole facts lead me to conclude that the dead are more frequently regarded as enemies than as friends and that Jevons and Grant Allen are wrong in their a.s.sertion that it was formerly believed that the malevolence of the dead was as a rule directed only against strangers, while they were paternally concerned about the life and welfare of their descendants and the members of their clan."

R. Kleinpaul has written an impressive book in which he makes use of the remnants of the old belief in souls among civilized races to show the relation between the living and the dead[80]. According to him too, this relation culminates in the conviction that the dead, thirsting for blood, draw the living after them. The living did not feel themselves safe from the persecutions of the dead until a body of water had been put between them. That is why it was preferred to bury the dead on islands or to bring them to the other side of a river: the expressions "here" and "beyond" originated in this way. Later moderation has restricted the malevolence of the dead to those categories where a peculiar right to feel rancour had to be admitted, such as the murdered who pursue their murderer as evil spirits, and those who, like brides, had died with their longings unsatisfied. Kleinpaul believes that originally, however, the dead were all vampires, who bore ill-will to the living, and strove to harm them and deprive them of life. It was the corpse that first furnished the conception of an evil spirit.

The hypothesis that those whom we love best turn into demons after death obviously allows us to put a further question. What prompted primitive races to ascribe such a change of sentiment to the beloved dead? Why did they make demons out of them? According to Westermarck this question is easily answered[81]. "As death is usually considered the worst calamity that can overtake man, it is believed that the deceased are very dissatisfied with their lot. Primitive races believe that death comes only through being slain, whether by violence or by magic, and this is considered already sufficient reason for the soul to be vindictive and irritable. The soul presumably envies the living and longs for the company of its former kin; we can therefore understand that the soul should seek to kill with them diseases in order to be re-united with them....

" ...A further explanation of the malevolence ascribed to souls lies in the instinctive fear of them, which is itself the result of the fear of death."

Our study of psychoneurotic disturbances points to a more comprehensive explanation, which includes that of Westermarck.

When a wife loses her husband, or a daughter her mother, it not infrequently happens that the survivor is afflicted with tormenting scruples, called "obsessive reproaches" which raises the question whether she herself has not been guilty through carelessness or neglect, of the death of the beloved person. No recalling of the care with which she nursed the invalid, or direct refutation of the a.s.serted guilt can put an end to the torture, which is the pathological expression of mourning and which in time slowly subsides. Psychoa.n.a.lytic investigation of such cases has made us acquainted with the secret mainsprings of this affliction. We have ascertained that these obsessive reproaches are in a certain sense justified and therefore are immune to refutation or objections. Not that the mourner has really been guilty of the death or that she has really been careless, as the obsessive reproach a.s.serts; but still there was something in her, a wish of which she herself was unaware, which was not displeased with the fact that death came, and which would have brought it about sooner had it been strong enough. The reproach now reacts against this unconscious wish after the death of the beloved person. Such hostility, hidden in the unconscious behind tender love, exists in almost all cases of intensive emotional allegiance to a particular person, indeed it represents the cla.s.sic case, the prototype of the ambivalence of human emotions. There is always more or less of this ambivalence in everybody"s disposition; normally it is not strong enough to give rise to the obsessive reproaches we have described. But where there is abundant predisposition for it, it manifests itself in the relation to those we love most, precisely where you would least expect it. The disposition to compulsion neurosis which we have so often taken for comparison with taboo problems, is distinguished by a particularly high degree of this original ambivalence of emotions.

We now know how to explain the supposed demonism of recently departed souls and the necessity of being protected against their hostility through taboo rules. By a.s.suming a similar high degree of ambivalence in the emotional life of primitive races such as psychoa.n.a.lysis ascribes to persons suffering from compulsion neurosis, it becomes comprehensible that the same kind of reaction against the hostility latent in the unconscious behind the obsessive reproaches of the neurotic should also be necessary here after the painful loss has occurred. But this hostility which is painfully felt in the unconscious in the form of satisfaction with the demise, experiences a different fate in the case of primitive man: the defence against it is accomplished by displacement upon the object of hostility, namely the dead. We call this defence process, frequent both in normal and diseased psychic life, a _projection_. The survivor will deny that he has ever entertained hostile impulses toward the beloved dead; but now the soul of the deceased entertains them and will try to give vent to them during the entire period of mourning. In spite of the successful defence through projection, the punitive and remorseful character of this emotional reaction manifests itself in being afraid, in self-imposed renunciations and in subjection to restrictions which are partly disguised as protective measures against the hostile demon. Thus we find again that taboo has grown out of the soil of an ambivalent emotional att.i.tude. The taboo of the dead also originates from the opposition between the conscious grief and the unconscious satisfaction at death. If this is the origin of the resentment of spirits it is self-evident that just the nearest and formerly most beloved survivors have to fear it most.

As in neurotic symptoms, the taboo regulations also evince opposite feelings. Their restrictive character expresses mourning, while they also betray very clearly what they are trying to conceal, namely, the hostility towards the dead, which is now motivated as self-defence. We have learnt to understand part of the taboo regulations as temptation fears. A dead person is defenceless, which must act as an incitement to satisfy hostile desires entertained against him; this temptation has to be opposed by the prohibition.

But Westermarck is right in not admitting any difference in the savage"s conception between those who have died by violence and those who have died a natural death. As will be shown later[82], in the unconscious mode of thinking even a natural death is perceived as murder; the person was killed by evil wishes. Any one interested in the origin and meaning of dreams dealing with the death of dear relatives such as parents and brothers and sisters will find that the same feeling of ambivalence is responsible for the fact that the dreamer, the child, and the savage all have the same att.i.tude towards the dead[83].

A little while ago we challenged Wundt"s conception, who explains the nature of taboo through the fear of demons, and yet we have just agreed with the explanation which traces back the taboo of the dead to a fear of the soul of the dead after it has turned into a demon. This seems like a contradiction, but it will not be difficult for us to explain it.

It is true that we have accepted the idea of demons, but we know that this a.s.sumption is not something final which psychology cannot resolve into further elements. We have, as it were, exposed the demons by recognizing them as mere projections of hostile feelings which the survivor entertains towards the dead.

The double feeling--tenderness and hostility--against the deceased, which we consider well founded, endeavours to a.s.sert itself at the time of bereavement as mourning and satisfaction. A conflict must ensue between these contrary feelings, and as one of them, namely the hostility, is altogether or for the greater part unconscious, the conflict cannot result in a conscious difference in the form of hostility or tenderness as, for instance, when we forgive an injury inflicted upon us by some one we love. The process usually adjusts itself through a special psychic mechanism, which is designated in psychoa.n.a.lysis as _projection_. This unknown hostility, of which we are ignorant and of which we do not wish to know, is projected from our inner perception into the outer world and is thereby detached from our own person and attributed to the other. Not we, the survivors, rejoice because we are rid of the deceased, on the contrary, we mourn for him; but now, curiously enough, he has become an evil demon who would rejoice in our misfortune and who seeks our death. The survivors must now defend themselves against this evil enemy; they are freed from inner oppression, but they have only succeeded in exchanging it for an affliction from without.

It is not to be denied that this process of projection, which turns the dead into malevolent enemies, finds some support in the real hostilities of the dead which the survivors remember and with which they really can reproach the dead. These hostilities are harshness, the desire to dominate, injustice, and whatever else forms the background of even the most tender relations between men. But the process cannot be so simple that this factor alone could explain the origin of demons by projection.

The offences of the dead certainly motivate in part the hostility of the survivors, but they would have been ineffective if they had not given rise to this hostility and the occasion of death would surely be the least suitable occasion for awakening the memory of the reproaches which justly could have been brought against the deceased. We cannot dispense with the unconscious hostility as the constant and really impelling motive. This hostile tendency towards those nearest and dearest could remain latent during their lifetime, that is to say, it could avoid betraying itself to consciousness either directly or indirectly through any subst.i.tutive formation. However, when the person who was simultaneously loved and hated died, this was no longer possible, and the conflict became acute. The mourning originating from the enhanced tenderness, became on the one hand more intolerant of the latent hostility, while on the other hand it could not tolerate that the latter should not give origin to a feeling of pure gratification. Thus there came about the repression of the unconscious hostility through projection, and the formation of the ceremonial in which fear of punishment by demons finds expression. With the termination of the period of mourning, the conflict also loses its acuteness so that the taboo of the dead can be abated or sink into oblivion.

4

Having thus explained the basis on which the very instructive taboo of the dead has grown up, we must not miss the opportunity of adding a few observations which may become important for the understanding of taboo in general.

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