The Church and the Empire.
by D. J. Medley.
PREFACE
The late appearance of this volume of the series needs some explanation. Portions of the book have been written at intervals; but it is only the enforced idleness of a long convalescence after illness which has given me the requisite leisure to finish it.
I have tried to avoid overloading my pages with details of political history; but in no period is it so easy to miss the whole lesson of events by an attempt to isolate the special influences which affected the organised society of the Church. The interpretation which I have adopted of the important events at Canossa is not, of course, universally accepted; but the fact that it has seldom found expression in any English work may serve as my excuse.
The Editor of the series, The Rev. W. H. Hutton, has laid me under a deep obligation, first, by his long forbearance, and more lately, by his frequent and careful suggestions over the whole book. It is dangerous for laymen to meddle with questions of technical theology. I trust that, guided by his expert hand, I have not fallen into any recognisable heresy!
Mears Ashby, _October_, 1910.
Introductory
[Sidenote: Political thought in Middle Ages.]
The period of three centuries which forms our theme is the central period of the Middle Ages. Its interests are manifold; but they almost all centre round the great struggle between Empire and Papacy, which gives to mediaeval history an unity conspicuously lacking in more modern times. The history of the Church during these three hundred years is more political than at any other period. In order to understand the reason for this it will be well at the outset to sketch in brief outline the political theories propounded in the Middle Ages on the relations of Church and State. So only can we avoid the inevitable confusion of mind which must result from the use of terms familiar in modern life.
[Sidenote: Unity of world.]
Medieval thought, then, drawing its materials from Roman, Germanic and Christian sources, conceived the Universe as _Civitas Dei_, the State of G.o.d, embracing both heaven and earth, with G.o.d as at once the source, the guide and the ultimate goal. Now this Universe contains numerous parts, one of which is composed of mankind; and the destiny of mankind is identified with that of Christendom. Hence it follows that mankind may be described as the Commonwealth of the Human Race; and unity under one law and one government is essential to the attainment of the divine purpose.
[Sidenote: Duality of organisation.]
But this very unity of the whole Universe gives a double aspect to the life of mankind, which has to be spent in this world with a view to its continuation in the next. Thus G.o.d has appointed two separate Orders, each complete in its own sphere, the one concerned with the arrangement of affairs for this life, the other charged with the preparation of mankind for the life to come.
[Sidenote: Relations of Church and State.]
But this dualism of allegiance was in direct conflict with the idea of unity. The two separate Orders were distinguished as _Sacerdotium_ and _Regnum_ or _Imperium_; and the need felt by mediaeval thinkers for reconciling these two in the higher unity of the _Civitas Dei_ began speculations on the relation between the ecclesiastical and the secular spheres.
[Sidenote: Theory of Church party.]
The champions of the former found a reconciliation of the two spheres to consist in the absorption of the secular by the ecclesiastical. The one community into which, by the admission of all, united mankind was gathered, must needs be the Church of G.o.d. Of this Christ is the Head.
But in order to realise this unity on earth Christ has appointed a representative, the Pope, who is therefore the head of both spheres in this world. But along with this unity it must be allowed that G.o.d has sanctioned the separate existence of the secular no less than that of the ecclesiastical dominion. This separation, however, according to the advocates of papal power, did not affect the deposit of authority, but affected merely the manner of its exercise. Spiritual and temporal power in this world alike belonged to the representative of Christ.
[Sidenote: Sinful origin of State.]
But the bolder advocates of ecclesiastical power were ready to explain away the divine sanction of temporal authority. Actually existing states have often originated in violence. Thus the State in its earthly origin may be regarded as the work of human nature as affected by the Fall of Man: like sin itself, it is permitted by G.o.d.
Consequently it needs the sanction of the Church in order to remove the taint. Hence, at best, the temporal power is subject to the ecclesiastical: it is merely a means for working out the higher purpose entrusted to the Church. Pope Gregory VII goes farther still in depreciation of the temporal power. He declares roundly that it is the work of sin and the devil. "Who does not know," he writes, "that kings and dukes have derived their power from those who, ignoring G.o.d, in their blind desire and intolerable presumption have aspired to rule over their equals, that is, men, by pride, plunder, perfidy, murder, in short by every kind of wickedness, at the instigation of the prince of this world, namely, the devil?" But in this he is only re-echoing the teaching of St. Augustine; and he is followed, among other representative writers, by John of Salisbury, the secretary and champion of Thomas Becket, and by Pope Innocent III. To all three there is an instructive contrast between a power divinely conferred and one that has at the best been wrested from G.o.d by human importunity.
[Sidenote: Ill.u.s.tration of relations.]
There are two ill.u.s.trations of the relation between the spiritual and secular powers very common among papal writers. Gregory VII, at the beginning of his reign, compares them to the two eyes in a man"s head.
But he soon subst.i.tutes for this symbol of theoretical equality a comparison to the sun and moon, or to the soul and body, whereby he claims for the spiritual authority, as represented by the soul or the sun, the operative and illuminating power in the world, without and apart from which the temporal authority has no efficacy and scarcely any existence. An ill.u.s.tration equally common, but susceptible of more diverse interpretation, was drawn from the two swords offered to our Lord by His disciples just before the betrayal. It was St. Bernard who, taking up the idea of previous writers that these represented the sword of the flesh and the sword of the spirit respectively, first claimed that they both belonged to the Church, but that, while the latter was wielded immediately by St. Peter"s successor, the injunction to the Apostle to put up in its sheath the sword of the flesh which he had drawn in defence of Christ, merely indicated that he was not to handle it himself. Consequently he had entrusted to lay hands this sword which denotes the temporal power. Both swords, however, still belonged to the Pope and typified his universal control. By virtue of his possession of the spiritual sword he can use spiritual means for supervising or correcting all secular acts. But although he should render to Caesar what is Caesar"s, yet his material power over the temporal sword also justifies the Pope in intervening in temporal matters when necessity demands. This is the explanation of the much debated _Translatio Imperii,_ the transference of the imperial authority in 800 A.D. from the Greeks to the Franks. It is the Emperor to whom, in the first instance, the Pope has entrusted the secular sword; he is, in feudal phraseology, merely the chief va.s.sal of the Pope. It is the unction and coronation of the Emperor by the Pope which confer the imperial power upon the Emperor Elect. The choice by the German n.o.bles is a papal concession which may be recalled at any time. Hence, if the imperial throne is vacant, if there is a disputed election, or if the reigning Emperor is neglectful of his duties, it is for the Pope to act as guardian or as judge; and, of course, the powers which he can exercise in connection with the Empire he is still more justified in using against any lesser temporal prince.
[Sidenote: Theory of Imperial party.]
To this very thorough presentation of the claims of the ecclesiastical power the partisans of secular authority had only a half-hearted doctrine to oppose. Ever since the days of Pope Gelasius I (492-6), the Church herself had accepted the view of a strict dualism in the organisation of society and, therefore, of the theoretical equality between the ecclesiastical and the secular organs of government.
According to this doctrine Sacerdotium and Imperium are independent spheres, each wielding the one of the two swords appropriate to itself, and thus the Emperor no less than the Pope is _Vicarius Dei_. It is this doctrine behind which the champions of the Empire entrench themselves in their contest with the Papacy. It was a.s.serted by the Emperors themselves, notably by Frederick I and Frederick II, and it has been enshrined in the writings of Dante.
[Sidenote: Its weakness.]
The weak point of this theory was that it was rather a thesis for academic debate than a rallying cry for the field of battle. Popular contests are for victory, not for delimitation of territory. And its weakness was apparent in this, that while the thorough-going partisans of the Church allowed to the Emperor practically no power except such as he obtained by concession of or delegation from the Church, the imperial theory granted to the ecclesiastical representative at least an authority and independence equal to those claimed for itself, and readily admitted that of the two powers the Church could claim the greater respect as being entrusted with the conduct of matters that were of more permanent importance.
Moreover, historical facts contradicted this idea of equality of powers. The Church through her representatives often interfered with decisive effect in the election and the rejection of secular potentates up to the Emperor himself: she claimed that princes were as much subject to her jurisdiction as other laymen, and she did not hesitate to make good that claim even to the excommunication of a refractory ruler and--its corollary--the release of his subjects from their oath of allegiance. Finally, the Church awoke a responsive echo in the hearts of all those liable to oppression or injustice, when she a.s.serted a right of interposing in purely secular matters for the sake of shielding them from wrong; while she met a real need of the age in her exaltation of the papal power as the general referee in all cases of difficult or doubtful jurisdiction.
Thus the claims of each power as against the other were not at all commensurate. For while the imperialists would agree that there was a wide sphere of ecclesiastical rule with which the Emperor had no concern at all, it was held by the papalists that there was nothing done by the Emperor in any capacity which it was not within the competence of the Pope to supervise.
CHAPTER I
THE BEGINNINGS OF CHURCH REFORM
Previous to the eleventh century there had been quarrels between Emperor and Pope. Occasional Popes, such as Nicholas I (858-67), had a.s.serted high prerogatives for the successor of St. Peter, but we have seen that the Church herself taught the co-ordinate and the mutual dependence of the ecclesiastical and secular powers. It was the circ.u.mstances of the tenth century which caused the Church to a.s.sume a less complacent att.i.tude and, in her efforts to prevent her absorption by the State, to attempt the reduction of the State to a mere department of the Church.
[Sidenote: Lay invest.i.ture of ecclesiastics.]
With the acceptance of Christianity as the official religion of the Empire the organisation of the Church tended to follow the arrangements for purposes of civil government. And when at a later period civil society was gradually organising itself on that hierarchical model which we know as feudalism, the Church, in the persons of its officers, was tending to become not so much the counterpart of the State as an integral part of it. For the clergy, as being the only educated cla.s.s, were used by the Kings as civil administrators, and on the great officials of the Church were bestowed extensive estates which should make them a counterpoise to the secular n.o.bles. In theory the clergy and people of the diocese still elected their bishop, but in reality he came to be nominated by the King, at whose hands he received invest.i.ture of his office by the symbolic gifts of the ring and the pastoral staff, and to whom he did homage for the lands of the see, since by virtue of them he was a baron of the realm. Thus for all practical purposes the great ecclesiastic was a secular n.o.ble, a layman. He had often obtained his high ecclesiastical office as a reward for temporal service, and had not infrequently paid a large sum of money as an earnest of loyal conduct and for the privilege of recouping himself tenfold by unscrupulous use of the local patronage which was his.
[Sidenote: Clerical marriage.]
Furthermore, in contravention of the canons of the Church, the secular clergy, whether bishops or priests, were very frequently married. The Church, it is true, did not consecrate these marriages; but, it is said, they were so entirely recognised that the wife of a bishop was called Episcop.i.s.sa. There was an imminent danger that the ecclesiastical order would shortly lapse into an hereditary social caste, and that the sons of priests inheriting their fathers"
benefices would merely become another order of landowners.
[Sidenote: Church reform.]
Thus the two evils of traffic in ecclesiastical offices, shortly stigmatised as simony and concubinage--for the laws of the Church forbade any more decent description of the relationship--threatened to absorb the Church within the State. Professional interests and considerations of morality alike demanded that these evils should be dealt with. Ecclesiastical reformers perceived that the only lasting reformation was one which should proceed from the Church herself. It was among the secular clergy, the parish priests, that these evils were most rife. The monasteries had also gone far away from their original ideals; but the tenth century had witnessed the establishment of a reformed Benedictine rule in the Congregation of Cluny, and, in any case, it was in monastic life alone that the conditions seemed suitable for working out any scheme of spiritual improvement. The Congregation of Cluny was based upon the idea of centralisation; unlike the Abbot of the ordinary Benedictine monastery, who was concerned with the affairs of a single house, the Abbot of Cluny presided over a number of monasteries, each of which was entrusted only to a Prior. Moreover, the Congregation of Cluny was free from the visitation of the local bishops and was immediately under the papal jurisdiction. What more natural than that the monks of Cluny should advocate the application to the Church at large of those principles of organisation which had formed so successful a departure from previous arrangements in the smaller sphere of Cluny? Thus the advocates of Church reform evolved both a negative and a positive policy: the abolition of lay invest.i.ture and the utter extirpation of the practice of clerical marriages were to shake the Church free from the numbing control of secular interests, and these were to be accomplished by a centralisation of the ecclesiastical organisation in the hands of the Pope, which would make him more than a match for the greatest secular potentate, the successor of Caesar himself.
[Sidenote: Chances of reform.]
It is true that at the beginning of the eleventh century there seemed little chance of the accomplishment of these reforms. If the great secular potentates were likely to cling to the practice of invest.i.ture in order to keep a hold over a body of landowners which, whatever their other obligations, controlled perhaps one-third of the lands in Western Christendom; yet the Kings of the time were not unsympathetic to ecclesiastical reform as interpreted by Cluny. In France both Hugh Capet (987-96) and Robert (996-1031) appealed to the Abbot of Cluny for help in the improvement of their monasteries, and this example was followed by some of their great n.o.bles. In Germany reigned Henry II (1002-24), the last of the Saxon line, who was canonised a century after his death by a Church penetrated by the influences of Cluny. It was the condition of the Papacy which for nearly half a century postponed any attempt at a comprehensive scheme of reform. Twice already in the course of the tenth century had the intervention of the German King, acting as Emperor, rescued the see of Rome from unspeakable degradation. But for nearly 150 years (904-1046), with a few short interludes, the Papacy was the sport of local factions. At the beginning of the eleventh century the leaders of these factions were descended from the two daughters of the notorious Theodora; the Crescentines who were responsible for three Popes between 1004 and 1012, owing their influence to the younger Theodora, while the Counts of Tusculum were the descendants of the first of the four husbands who got such power as they possessed from the infamous Marozia. The first Tusculan Pope, Benedict VIII (1012-24), by simulating an interest in reform, won the support of Henry II of Germany, whom he crowned Emperor; but in 1033 the same faction set up the son of the Count of Tusculum, a child of twelve, as Benedict IX. It suited the Emperor, Conrad II, to use him and therefore to acknowledge him; but twice the scandalised Romans drove out the youthful debauchee and murderer, and on the second occasion they elected another Pope in his place. But the Tusculan influence was not to be gainsaid. Benedict, however, sold the Papacy to John Gratian, who was reputed a man of piety, and whose accession as Gregory VI, even though it was a simoniacal transaction, was welcomed by the party of reform. But Benedict changed his mind and attempted to resume his power. Thus there were three persons in Rome who had been consecrated to the papal office. The Archdeacon of Rome appealed to the Emperor Conrad"s successor, Henry III, who caused Pope Gregory to summon a Council to Sutri. Here, or shortly afterwards at Rome, all three Popes were deposed, and although Benedict IX made another attempt on the papal throne, and even as late as 1058 his party set up an anti-pope, the influence of the local factions was superseded by that of a stronger power.
[Sidenote: Imperial influence.]
But the alternative offered by the German Kings was no more favourable in itself to the schemes of the reformers than the purely local influences of the last 150 years. As Otto I in 963, so Henry III in 1046 obtained from the Romans the recognition of his right, as patrician or princeps, to nominate a candidate who should be formally elected as their bishop by the Roman people; and as Otto III in 996, so Henry III now used his office to nominate a succession of men, suitable indeed and distinguished, but of German birth. This was not that freedom of the Church from lay control nor the exaltation of the papal office through which that freedom was to be maintained. Indeed, so long as fear of the Tusculan influence remained, deference to the wishes of the German King, who was also Emperor, was indispensable, and when that King was as powerful as Henry III it was unwise to challenge unnecessarily and directly the exercise of his powers.
[Sidenote: Leo IX (1048-54).]
But Henry, although, like St. Henry at the beginning of the century, he kept a strong hand on his own clergy, was yet thoroughly in sympathy with what may be distinguished as the moral objects of the reformers; and, indeed, the men whom he promoted to the Papacy were drawn from the cla.s.s of higher ecclesiastics who were touched by the Cluniac spirit. Henry"s first two nominees were short-lived. His third choice was his own cousin, Bruno, Bishop of Toul, who accepted with reluctance and only on condition that he should go through the canonical form of election by the clergy and people of Rome. On his way to Rome, which he entered as a pilgrim, he was joined by the late chaplain of Pope Gregory VI, Hildebrand, who had been in retirement at Cluny since his master"s death. Not only did the new Pope, Leo IX, take this inflexible advocate of the Church"s claims as his chief adviser, but he surrounded himself with reforming ecclesiastics from beyond the Alps. Thus fortified he issued edicts against simoniacal and married clergy; but finding that their literal fulfilment would have emptied all existing offices, he was obliged to tone down his original threats and to allow clergy guilty of simony to atone their fault by an ample penance. But Leo"s contribution to the building up of the papal power was his personal appearance, not as a suppliant but as a judge, beyond the Alps. Three times in his six years" rule he pa.s.sed the confines of Rome and Italy. On the first occasion he even held a Council at Rheims, despite the unfriendly att.i.tude of Henry I of France, whose efforts, moreover, to keep the French bishops from attendance at the Council met with signal failure. Here and elsewhere Pope Leo exercised all kinds of powers, forcing bishops and abbots to clear themselves by oath from charges of simony and other faults, and excommunicating and degrading those who had offended. And while he reduced the hierarchy to recognise the papal authority, he overawed the people by a.s.suming the central part in stately ceremonies such as the consecration of new churches and the exaltation of relics of martyrs. All this was possible because the Emperor Henry III supported him and welcomed him to a Council at Mainz. Nor was it a matter of less importance that these visits taught the people of Western Europe to regard the Papacy as the embodiment of justice and the representative of a higher morality than that maintained by the local Church.