The Idea of Progress.
by J. B. Bury.
PREFACE
We may believe in the doctrine of Progress or we may not, but in either case it is a matter of interest to examine the origins and trace the history of what is now, even should it ultimately prove to be no more than an idolum saeculi, the animating and controlling idea of western civilisation. For the earthly Progress of humanity is the general test to which social aims and theories are submitted as a matter of course.
The phrase CIVILISATION AND PROGRESS has become stereotyped, and ill.u.s.trates how we have come to judge a civilisation good or bad according as it is or is not progressive. The ideals of liberty and democracy, which have their own ancient and independent justifications, have sought a new strength by attaching themselves to Progress. The conjunctions of "liberty and progress," "democracy and progress,"
meet us at every turn. Socialism, at an early stage of its modern development, sought the same aid. The friends of Mars, who cannot bear the prospect of perpetual peace, maintain that war is an indispensable instrument of Progress. It is in the name of Progress that the doctrinaires who established the present reign of terror in Russia profess to act. All this shows the prevalent feeling that a social or political theory or programme is hardly tenable if it cannot claim that it harmonises with this controlling idea.
In the Middle Ages Europeans followed a different guiding star. The idea of a life beyond the grave was in control, and the great things of this life were conducted with reference to the next. When men"s deepest feelings reacted more steadily and powerfully to the idea of saving their souls than to any other, harmony with this idea was the test by which the opportuneness of social theories and inst.i.tutions was judged.
Monasticism, for instance, throve under its aegis, while liberty of conscience had no chance. With a new idea in control, this has been reversed. Religious freedom has thriven under the aegis of Progress; monasticism can make no appeal to it.
For the hope of an ultimate happy state on this planet to be enjoyed by future generations--or of some state, at least, that may relatively be considered happy--has replaced, as a social power, the hope of felicity in another world. Belief in personal immortality is still very widely entertained, but may we not fairly say that it has ceased to be a central and guiding idea of collective life, a criterion by which social values are measured? Many people do not believe in it; many more regard it as so uncertain that they could not reasonably permit it to affect their lives or opinions. Those who believe in it are doubtless the majority, but belief has many degrees; and one can hardly be wrong in saying that, as a general rule, this belief does not possess the imaginations of those who hold it, that their emotions react to it feebly, that it is felt to be remote and unreal, and has comparatively seldom a more direct influence on conduct than the abstract arguments to be found in treatises on morals.
Under the control of the idea of Progress the ethical code recognised in the Western world has been reformed in modern times by a new principle of far-reaching importance which has emanated from that idea. When Isocrates formulated the rule of life, "Do unto others," he probably did not mean to include among "others" slaves or savages. The Stoics and the Christians extended its application to the whole of living humanity. But in late years the rule has received a vastly greater extension by the inclusion of the unborn generations of the future. This principle of duty to posterity is a direct corollary of the idea of Progress. In the recent war that idea, involving the moral obligation of making sacrifices for the sake of future ages, was constantly appealed to; just as in the Crusades, the most characteristic wars of our medieval ancestors, the idea of human destinies then in the ascendant lured thousands to hardship and death.
The present attempt to trace the genesis and growth of the idea in broad outline is a purely historical inquiry, and any discussion of the great issue which is involved lies outside its modest scope. Occasional criticisms on particular forms which the creed of Progress a.s.sumed, or on arguments which were used to support it, are not intended as a judgment on its general validity. I may, however, make two observations here. The doubts which Mr. Balfour expressed nearly thirty years ago, in an Address delivered at Glasgow, have not, so far as I know, been answered. And it is probable that many people, to whom six years ago the notion of a sudden decline or break-up of our western civilisation, as a result not of cosmic forces but of its own development, would have appeared almost fantastic, will feel much less confident to-day, notwithstanding the fact that the leading nations of the world have inst.i.tuted a league of peoples for the prevention of war, the measure to which so many high priests of Progress have looked forward as meaning a long stride forward on the road to Utopia.
The preponderance of France"s part in developing the idea is an outstanding feature of its history. France, who, like ancient Greece, has always been a nursing-mother of ideas, bears the princ.i.p.al responsibility for its growth; and if it is French thought that will persistently claim our attention, this is not due to an arbitrary preference on my part or to neglect of speculation in other countries.
J. B. BURY. January, 1920.
INTRODUCTION
When we say that ideas rule the world, or exercise a decisive power in history, we are generally thinking of those ideas which express human aims and depend for their realisation on the human will, such as liberty, toleration, equality of opportunity, socialism. Some of these have been partly realised, and there is no reason why any of them should not be fully realised, in a society or in the world, if it were the united purpose of a society or of the world to realise it. They are approved or condemned because they are held to be good or bad, not because they are true or false. But there is another order of ideas that play a great part in determining and directing the course of man"s conduct but do not depend on his will--ideas which bear upon the mystery of life, such as Fate, Providence, or personal immortality. Such ideas may operate in important ways on the forms of social action, but they involve a question of fact and they are accepted or rejected not because they are believed to be useful or injurious, but because they are believed to be true or false.
The idea of the progress of humanity is an idea of this kind, and it is important to be quite clear on the point. We now take it so much for granted, we are so conscious of constantly progressing in knowledge, arts, organising capacity, utilities of all sorts, that it is easy to look upon Progress as an aim, like liberty or a world-federation, which it only depends on our own efforts and good-will to achieve. But though all increases of power and knowledge depend on human effort, the idea of the Progress of humanity, from which all these particular progresses derive their value, raises a definite question of fact, which man"s wishes or labours cannot affect any more than his wishes or labours can prolong life beyond the grave.
This idea means that civilisation has moved, is moving, and will move in a desirable direction. But in order to judge that we are moving in a desirable direction we should have to know precisely what the destination is. To the minds of most people the desirable outcome of human development would be a condition of society in which all the inhabitants of the planet would enjoy a perfectly happy existence. But it is impossible to be sure that civilisation is moving in the right direction to realise this aim. Certain features of our "progress" may be urged as presumptions in its favour, but there are always offsets, and it has always been easy to make out a case that, from the point of view of increasing happiness, the tendencies of our progressive civilisation are far from desirable. In short, it cannot be proved that the unknown destination towards which man is advancing is desirable. The movement may be Progress, or it may be in an undesirable direction and therefore not Progress. This is a question of fact, and one which is at present as insoluble as the question of personal immortality. It is a problem which bears on the mystery of life.
Moreover, even if it is admitted to be probable that the course of civilisation has so far been in a desirable direction, and such as would lead to general felicity if the direction were followed far enough, it cannot be proved that ultimate attainment depends entirely on the human will. For the advance might at some point be arrested by an insuperable wall. Take the particular case of knowledge, as to which it is generally taken for granted that the continuity of progress in the future depends altogether on the continuity of human effort (a.s.suming that human brains do not degenerate). This a.s.sumption is based on a strictly limited experience. Science has been advancing without interruption during the last three or four hundred years; every new discovery has led to new problems and new methods of solution, and opened up new fields for exploration. Hitherto men of science have not been compelled to halt, they have always found means to advance further. But what a.s.surance have we that they will not one day come up against impa.s.sable barriers? The experience of four hundred years, in which the surface of nature has been successfully tapped, can hardly be said to warrant conclusions as to the prospect of operations extending over four hundred or four thousand centuries. Take biology or astronomy. How can we be sure that some day progress may not come to a dead pause, not because knowledge is exhausted, but because our resources for investigation are exhausted--because, for instance, scientific instruments have reached the limit of perfection beyond which it is demonstrably impossible to improve them, or because (in the case of astronomy) we come into the presence of forces of which, unlike gravitation, we have no terrestrial experience? It is an a.s.sumption, which cannot be verified, that we shall not soon reach a point in our knowledge of nature beyond which the human intellect is unqualified to pa.s.s.
But it is just this a.s.sumption which is the light and inspiration of man"s scientific research. For if the a.s.sumption is not true, it means that he can never come within sight of the goal which is, in the case of physical science, if not a complete knowledge of the cosmos and the processes of nature, at least an immeasurably larger and deeper knowledge than we at present possess.
Thus continuous progress in man"s knowledge of his environment, which is one of the chief conditions of general Progress, is a hypothesis which may or may not be true. And if it is true, there remains the further hypothesis of man"s moral and social "perfectibility," which rests on much less impressive evidence. There is nothing to show that he may not reach, in his psychical and social development, a stage at which the conditions of his life will be still far from satisfactory, and beyond which he will find it impossible to progress. This is a question of fact which no willing on man"s part can alter. It is a question bearing on the mystery of life.
Enough has been said to show that the Progress of humanity belongs to the same order of ideas as Providence or personal immortality. It is true or it is false, and like them it cannot be proved either true or false. Belief in it is an act of faith.
The idea of human Progress then is a theory which involves a synthesis of the past and a prophecy of the future. It is based on an interpretation of history which regards men as slowly advancing--pedetemtim progredientes--in a definite and desirable direction, and infers that this progress will continue indefinitely. And it implies that, as
The issue of the earth"s great business,
a condition of general happiness will ultimately be enjoyed, which will justify the whole process of civilisation; for otherwise the direction would not be desirable. There is also a further implication. The process must be the necessary outcome of the psychical and social nature of man; it must not be at the mercy of any external will; otherwise there would be no guarantee of its continuance and its issue, and the idea of Progress would lapse into the idea of Providence.
As time is the very condition of the possibility of Progress, it is obvious that the idea would be valueless if there were any cogent reasons for supposing that the time at the disposal of humanity is likely to reach a limit in the near future. If there were good cause for believing that the earth would be uninhabitable in A.D. 2000 or 2100 the doctrine of Progress would lose its meaning and would automatically disappear. It would be a delicate question to decide what is the minimum period of time which must be a.s.sured to man for his future development, in order that Progress should possess value and appeal to the emotions.
The recorded history of civilisation covers 6000 years or so, and if we take this as a measure of our conceptions of time-distances, we might a.s.sume that if we were sure of a period ten times as long ahead of us the idea of Progress would not lose its power of appeal. Sixty thousand years of HISTORICAL time, when we survey the changes which have come to pa.s.s in six thousand, opens to the imagination a range vast enough to seem almost endless.
This psychological question, however, need not be decided. For science a.s.sures us that the stability of the present conditions of the solar system is certified for many myriads of years to come. Whatever gradual modifications of climate there may be, the planet will not cease to support life for a period which transcends and flouts all efforts of imagination. In short, the POSSIBILITY of Progress is guaranteed by the high probability, based on astro-physical science, of an immense time to progress in.
It may surprise many to be told that the notion of Progress, which now seems so easy to apprehend, is of comparatively recent origin. It has indeed been claimed that various thinkers, both ancient (for instance, Seneca) and medieval (for instance, Friar Bacon), had long ago conceived it. But sporadic observations--such as man"s gradual rise from primitive and savage conditions to a certain level of civilisation by a series of inventions, or the possibility of some future additions to his knowledge of nature--which were inevitable at a certain stage of human reflection, do not amount to an antic.i.p.ation of the idea. The value of such observations was determined, and must be estimated, by the whole context of ideas in which they occurred. It is from its bearings on the future that Progress derives its value, its interest, and its power. You may conceive civilisation as having gradually advanced in the past, but you have not got the idea of Progress until you go on to conceive that it is destined to advance indefinitely in the future. Ideas have their intellectual climates, and I propose to show briefly in this Introduction that the intellectual climates of cla.s.sical antiquity and the ensuing ages were not propitious to the birth of the doctrine of Progress. It is not till the sixteenth century that the obstacles to its appearance definitely begin to be transcended and a favourable atmosphere to be gradually prepared.
[Footnote: The history of the idea of Progress has been treated briefly and partially by various French writers; e.g. Comte, Cours de philosophie positive, vi. 321 sqq.; Buchez, Introduction a la science de l"histoire, i. 99 sqq. (ed. 2, 1842); Javary, De l"idee de progres (1850); Rigault, Histoire de la querelle des Anciens et des Modernes (1856); Bouillier, Histoire de la philosophie cartesienne (1854); Caro, Problemes de la morale sociale (1876); Brunetiere, La Formation de l"idee de progres, in Etudes critiques, 5e serie. More recently M. Jules Delvaille has attempted to trace its history fully, down to the end of the eighteenth century. His Histoire de l"idee de progres (1910) is planned on a large scale; he is erudite and has read extensively. But his treatment is lacking in the power of discrimination. He strikes one as anxious to bring within his net, as theoriciens du progres, as many distinguished thinkers as possible; and so, along with a great deal that is useful and relevant, we also find in his book much that is irrelevant. He has not clearly seen that the distinctive idea of Progress was not conceived in antiquity or in the Middle Ages, or even in the Renaissance period; and when he comes to modern times he fails to bring out clearly the decisive steps of its growth. And he does not seem to realise that a man might be "progressive" without believing in, or even thinking about, the doctrine of Progress. Leonardo da Vinci and Berkeley are examples. In my Ancient Greek Historians (1909) I dwelt on the modern origin of the idea (p. 253 sqq.). Recently Mr. R. H. Murray, in a learned appendix to his Erasmus and Luther, has developed the thesis that Progress was not grasped in antiquity (though he makes an exception of Seneca),--a welcome confirmation.]
I
It may, in particular, seem surprising that the Greeks, who were so fertile in their speculations on human life, did not hit upon an idea which seems so simple and obvious to us as the idea of Progress. But if we try to realise their experience and the general character of their thought we shall cease to wonder. Their recorded history did not go back far, and so far as it did go there had been no impressive series of new discoveries suggesting either an indefinite increase of knowledge or a growing mastery of the forces of nature. In the period in which their most brilliant minds were busied with the problems of the universe men might improve the building of ships, or invent new geometrical demonstrations, but their science did little or nothing to transform the conditions of life or to open any vista into the future. They were in the presence of no facts strong enough to counteract that profound veneration of antiquity which seems natural to mankind, and the Athenians of the age of Pericles or of Plato, though they were thoroughly, obviously "modern" compared with the Homeric Greeks, were never self-consciously "modern" as we are.
1.
The indications that human civilisation was a gradual growth, and that man had painfully worked his way forward from a low and savage state, could not, indeed, escape the sharp vision of the Greeks. For instance, Aeschylus represents men as originally living at hazard in sunless caves, and raised from that condition by Prometheus, who taught them the arts of life. In Euripides we find a similar recognition of the ascent of mankind to a civilised state, from primitive barbarism, some G.o.d or other playing the part of Prometheus. In such pa.s.sages as these we have, it may be said, the idea that man has progressed; and it may fairly be suggested that belief in a natural progress lay, for Aeschylus as well as for Euripides, behind the poetical fiction of supernatural intervention. But these recognitions of a progress were not incompatible with the widely-spread belief in an initial degeneration of the human race; nor did it usually appear as a rival doctrine. The old legend of a "golden age" of simplicity, from which man had fallen away, was generally accepted as truth; and leading thinkers combined it with the doctrine of a gradual sequence of social and material improvements [Footnote: In the masterly survey of early Greek history which Thucydides prefixed to his work, he traces the social progress of the Greeks in historical times, and finds the key to it in the increase of wealth.] during the subsequent period of decline. We find the two views thus combined, for instance, in Plato"s Laws, and in the earliest reasoned history of civilisation written by Dicaearchus, a pupil of Aristotle. [Footnote: Aristotle"s own view is not very clear. He thinks that all arts, sciences, and inst.i.tutions have been repeatedly, or rather an infinite number of times (word in Greek) discovered in the past and again lost. Metaphysics, xi. 8 ad fin.; Politics, iv. 10, cp. ii. 2. An infinite number of times seems to imply the doctrine of cycles.] But the simple life of the first age, in which men were not worn with toil, and war and disease were unknown, was regarded as the ideal State to which man would lie only too fortunate if he could return. He had indeed at a remote time ill the past succeeded in ameliorating some of the conditions of his lot, but such ancient discoveries as fire or ploughing or navigation or law-giving did not suggest the guess that new inventions might lead ultimately to conditions in which life would be more complex but as happy as the simple life of the primitive world.
But, if some relative progress might be admitted, the general view of Greek philosophers was that they were living in a period of inevitable degeneration and decay--inevitable because it was prescribed by the nature of the universe. We have only an imperfect knowledge of the influential speculations of Herac.l.i.tus, Pythagoras, and Empedocles, but we may take Plato"s tentative philosophy of history to ill.u.s.trate the trend and the prejudices of Greek thought on this subject. The world was created and set going by the Deity, and, as his work, it was perfect; but it was not immortal and had in it the seeds of decay. The period of its duration is 72,000 solar years. During the first half of this period the original uniformity and order, which were impressed upon it by the Creator, are maintained under his guidance; but then it reaches a point from which it begins, as it were, to roll back; the Deity has loosened his grip of the machine, the order is disturbed, and the second 36,000 years are a period of gradual decay and degeneration. At the end of this time, the world left to itself would dissolve into chaos, but the Deity again seizes the helm and restores the original conditions, and the whole process begins anew. The first half of such a world-cycle corresponds to the Golden Age of legend in which men lived happily and simply; we have now unfortunately reached some point in the period of decadence.
Plato applies the theory of degradation in his study of political communities. [Footnote: Plato"s philosophy of history. In the myth of the Statesman and the last Books of the Republic. The best elucidation of these difficult pa.s.sages will be found in the notes and appendix to Book viii. in J. Adam"s edition of the Republic (1902).] He conceives his own Utopian aristocracy as having existed somewhere towards the beginning of the period of the world"s relapse, when things were not so bad, [Footnote: Similarly he places the ideal society which he describes in the Critias 9000 years before Solon. The state which he plans in the Laws is indeed imagined as a practicable project in his own day, but then it is only a second-best. The ideal state of which Aristotle sketched an outline (Politics, iv. v.) is not set either in time or in place.] and exhibits its gradual deterioration, through the successive stages of timocracy, oligarchy, democracy, and despotism. He explains this deterioration as primarily caused by a degeneration of the race, due to laxity and errors in the State regulation of marriages, and the consequent birth of biologically inferior individuals.
The theories of Plato are only the most ill.u.s.trious example of the tendency characteristic of Greek philosophical thinkers to idealise the immutable as possessing a higher value than that which varies. This affected all their social speculations. They believed in the ideal of an absolute order in society, from which, when it is once established, any deviation must be for the worse. Aristotle, considering the subject from a practical point of view, laid down that changes in an established social order are undesirable, and should be as few and slight as possible. [Footnote: Politics, ii. 5.] This prejudice against change excluded the apprehension of civilisation as a progressive movement.
It did not occur to Plato or any one else that a perfect order might be attainable by a long series of changes and adaptations. Such an order, being an embodiment of reason, could be created only by a deliberate and immediate act of a planning mind. It might be devised by the wisdom of a philosopher or revealed by the Deity. Hence the salvation of a community must lie in preserving intact, so far as possible, the inst.i.tutions imposed by the enlightened lawgiver, since change meant corruption and disaster. These a priori principles account for the admiration of the Spartan state entertained by many Greek philosophers, because it was supposed to have preserved unchanged for an unusually long period a system established by an inspired legislator.
2.
Thus time was regarded as the enemy of humanity. Horace"s verse,
d.a.m.nosa quid non imminuit dies?
"time depreciates the value of the world," expresses the pessimistic axiom accepted in most systems of ancient thought.
The theory of world-cycles was so widely current that it may almost be described as the orthodox theory of cosmic time among the Greeks, and it pa.s.sed from them to the Romans.
[Footnote: Plato"s world-cycle. I have omitted details not essential; e.g. that in the first period men were born from the earth and only in the second propagated themselves. The period of 36,000 years, known as the Great Platonic Year, was probably a Babylonian astronomical period, and was in any case based on the Babylonian s.e.xagesimal system and connected with the solar year conceived as consisting of 360 days.
Herac.l.i.tus seems to have accepted it as the duration of the world between his periodic universal conflagrations. Plato derived the number from predecessors, but based it on operations with the numbers 3, 4, 5, the length of the sides of the Pythagorean right-angled triangle. The Great Year of the Pythagorean Philolaus seems to have been different, and that of the Stoics was much longer (6,570,000 years).
I may refer here to Tacitus, Dialogus c. 16, as an appreciation of historical perspective unusual in ancient writers: "The four hundred years which separate us from the ancients are almost a vanishing quant.i.ty if you compare them with the duration of the ages." See the whole pa.s.sage, where the Magnus Annus of 12,954 years is referred to.]
According to some of the Pythagoreans [Footnote: See Simplicius, Phys.
732, 26.] each cycle repeated to the minutest particular the course and events of the preceding. If the universe dissolves into the original chaos, there appeared to them to be no reason why the second chaos should produce a world differing in the least respect from its predecessor. The nth cycle would be indeed numerically distinct from the first, but otherwise would be identical with it, and no man could possibly discover the number of the cycle in which he was living. As no end seems to have been a.s.signed to the whole process, the course of the world"s history would contain an endless number of Trojan Wars, for instance; an endless number of Platos would write an endless number of Republics. Virgil uses this idea in his Fourth Eclogue, where he meditates a return of the Golden Age:
Alter erit tum Tiphys, et altera quae uehat Argo Delectos heroas; erunt etiam altera bella, Atque iterum ad Troiam magnus mittetur Achilles.
The periodic theory might be held in forms in which this uncanny doctrine of absolute ident.i.ty was avoided; but at the best it meant an endless monotonous iteration, which was singularly unlikely to stimulate speculative interest in the future. It must be remembered that no thinker had any means of knowing how near to the end of his cycle the present hour might be. The most influential school of the later Greek age, the Stoics, adopted the theory of cycles, and the natural psychological effect of the theory is vividly reflected in Marcus Aurelius, who frequently dwells on it in his Meditations. "The rational soul," he says, "wanders round the whole world and through the encompa.s.sing void, and gazes into infinite time, and considers the periodic destructions and rebirths of the universe, and reflects that our posterity will see nothing new, and that our ancestors saw nothing greater than we have seen. A man of forty years, possessing the most moderate intelligence, may be said to have seen all that is past and all that is to come; so uniform is the world." [Footnote: xi. I. The cyclical theory was curiously revived in the nineteenth; century by Nietzsche, and it is interesting to note his avowal that it took him a long time to overcome the feeling of pessimism which the doctrine inspired.]